Procurement Plan PARTNERSHIP FOR MARKET READINESS PROJECT(P155885) I. General 1. Bank’s approval Date of the procurement Plan [Original: 23/01/2016 2. Date of General Procurement Notice: n/a 3. Period covered by this procurement plan: The procurement period of project covered from year 23/01/2016 to December 2018 II. Goods and Works and non-consulting services. 1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the Bank as stated in Appendix 1 to the Guidelines for Procurement: Procurement MethodProcurement Method Prior Review Threshold Threshold (US$) (US$) GOODS AND NON CONSULTING SERVICES (excluding Consultants Services) 1. ICB >$5,000,000 >$5,000,000 2. NCB >$100,000 - <$5,000,000 >$5,000,000 3. Shopping <$100,000 None 4. Direct Contracting N/A All 2. Prequalification. N/A. 3. Proposed Procedures for CDD Components (as per paragraph. 3.17 of the Guidelines: N/A 4. Reference to (if any) Project Operational/Procurement Manual: N/A 5. Any Other Special Procurement Arrangements: N/A 6. Summary of the Procurement Packages planned during the first 18 months after project effectiveness ( including those that are subject to retroactive financing and advanced procurement) N/A III. Selection of Consultants 1. Prior Review Threshold: Selection decisions subject to Prior Review by Bank as stated in Appendix 1 to the Guidelines Selection and Employment of Consultants: July 9, 2010 Selection Method Selection Method Prior Review Threshold Threshold (US$) (US$) 1. QCBS >, =$300,000 First 2 assignments then >=2,000,000 2. FBS, QBS, LCS , CQS and QBS <$300,000 First 2 assignments then >=2,000,000 3. Single Source (Firms) N/A All 4. Individual Consultants N/A First 2 assignments then >=500,000 6. Single Source (Individual Consultants) N/A All QCBS = Quality- and Cost-Based Selection (Section II of the Consultants’ Guidelines) LCS = Least Cost Selection (Para 3.6, of the Guidelines) CQS = Selection based on Consultants’ Qualifications (Para 3.7 of the Guidelines) FBS= Fixed Budget Selection (Para 3.5 of the Guidelines) QBS = Quality Based Selection (Para 3.2 of the Guidelines) 2. Short list comprising entirely of national consultants: Short list of consultants for services, estimated to cost less than $_300,000_equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 3. Any Other Special Selection Arrangements: N/A 4. Consultancy Assignments with Selection Methods and Time Schedule Ref. Expected Estimated Review by No. Description of Assignment Selection Proposals Comments Cost Bank Method Submission (US$) Prior/Post Date 1.1 Assessment of existing international IC competitiveness measures 175,000 1.2 Analysis of private sector and international climate finance resources sources and how they could CQS complement domestic sources of climate finance (i.e. carbon tax revenue) 175,000 1.3 Carbon tax modeling impact CQS studies 200,000 1.4 Development of the DoE 690,000 Central Energy Database QCBS (DoE-CED) 2.1 NAEIS-CED exchange 80,000 CQS protocols 2.2 Support to the Vessels 400,000 QCBS under Pressure Registry 2.3 Modification of NAEIS 510,000 QCBS (reference to TORs) July 9, 2010 2.4 NAEIS+DoE-CED 280,000 CQS institutional set-up design 3.1 Capacity building on 240,000 IC Carbon Tax MRV 3.2 Developing regulatory and CQS/QC institutional frameworks for BS offset scheme 3.3 Developing technical CQS/QC guidelines to support the BS offset scheme 3.4 Carrying out technical CQS/QC assessment for registry and BS possible establishment 3.5 Capacity development consultant to provide IC training for technical staff 4.1 Design of the communication strategy - 2 SSS (IC) components: STC + products 4.2 Consultations facilitator 200,000 with the relevant stakeholder, including the government agencies, major IC emitters, business associations, labor unions and NGOs 4.3 Project Coordinator IC July 9, 2010 PROCUREMENT South Africa : South Africa Partnership for Market Readiness PLAN General Information Country: South Africa Bank’s Approval Date of the Original Procurement Plan: 2017-10-03 2019-11-19 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P155885 GPN Date: Project Name: South Africa Partnership for Market Readiness Loan / Credit No: TF / A2970 Executing Agency(ies): National Treasury- Economic Tax Analysis Unit WORKS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual GOODS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual NON CONSULTING SERVICES Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Market Contract Type Estimated Actual Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. Approach Amount (US$) Amount (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual ZA-ETA-26771-CS-QCBS / Carrying out technical Supporting the design of Quality And Cost- Open - assessment for carbon offset TF / A2970 Prior 1,000,000.00 182,975.95 Signed 2017-09-13 2017-10-04 2017-11-17 2017-12-15 2018-01-14 2018-02-18 2018-03-25 2019-03-25 the carbon offset scheme Based Selection International registry and possible establishment ZA-ETA-77112-CS-QCBS / FRAMEWORK FOR Supporting the design of Quality And Cost- Open - Under DOMESTIC OFFSET TF / A2970 Post 175,000.00 0.00 2018-09-27 2018-09-30 2018-11-04 2018-11-11 2018-11-18 2018-12-09 2019-01-06 2020-01-06 the carbon offset scheme Based Selection International Implementation STANDARD AND GUIDELINE MANUAL Strengthening the capacity ZA-ETA-80126-CS-QCBS / of the government to Strengthening the enhance data management Quality And Cost- Open - Under TF / A2970 Prior 690,000.00 0.00 2018-12-04 2018-12-25 2019-02-07 2019-03-07 2019-04-06 2019-05-11 2019-06-15 2020-06-14 Department of Energy and measurement, reporting Based Selection International Implementation Central Energy Database and verification (MRV) systems Page 1 Strengthening the capacity ZA-ETA-80139-CS-QCBS / of the government to NAEIS-Central Energy enhance data management Quality And Cost- Open - Under TF / A2970 Post 280,000.00 0.00 2018-10-09 2018-10-30 2018-12-13 2019-01-10 2019-02-09 2019-03-16 2019-04-20 2020-04-19 Database Institutional set-up and measurement, reporting Based Selection International Implementation and Business case and verification (MRV) systems ZA-ETA-70525-CS-QCBS / Conduct a Critical Review of Supporting the refinement Quality And Cost- Open - Pending Industry Benchmark TF / A2970 of the design of the carbon Post 200,000.00 0.00 2019-12-06 2019-12-20 2020-01-17 2020-02-14 2020-03-15 2020-03-23 2020-04-20 2020-10-17 Based Selection International Implementation Proposals Developed for the tax through analytical work Carbon Tax ZA-ETA-145218-CS-QCBS / Carbon Offset Programme Capacity Building and Supporting the design of Quality And Cost- Open - Pending TF / A2970 Post 270,000.00 0.00 2019-11-19 2019-11-22 2019-12-07 2020-01-04 2020-01-09 2020-02-07 2020-03-09 2020-11-08 Training for Technical Staff the carbon offset scheme Based Selection International Implementation and Secondment of Technical Expertise INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Loan / Credit Market Contract Type Estimated Actual Draft Negotiated Description Component Review Type Method Process Status Terms of Reference Identified/Selected Signed Contract Contract Completion No. Approach Amount (US$) Amount (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual ZA-ETA-26762-CS-INDV / Communication, stakeholder Individual Appointment of a Specialist TF / A2970 engagement and support to Prior Consultant Direct 175,000.00 0.00 Canceled 2017-09-06 2017-09-16 2017-10-07 2017-11-11 2018-05-10 Project Manager for the project administration Selection period until 2019 ZA-ETA-26765-CS-INDV / Development and Communication, stakeholder Individual Implementation of a TF / A2970 engagement and support to Prior Consultant Direct 350,000.00 0.00 Canceled 2017-09-06 2017-09-16 2017-10-07 2017-11-11 2018-05-10 Communication ,Media and project administration Selection Stakeholder Engagement plan ZA-ETA-26768-CS-CDS / Strengthening the capacity Modification of the National of the government to Atmospheric Emissions enhance data management TF / A2970 Prior Direct Selection Direct 510,000.00 973,480.00 Signed 2017-09-06 2017-09-16 2017-11-20 2018-05-19 Inventory System (NAEIS) to and measurement, reporting account for greenhouse gas and verification (MRV) (GHG) emissions systems ZA-ETA-72651-CS-INDV / APPOINTMENT OF A CONSULTANT TO PROVIDE PROGRAMME Communication, stakeholder Individual AND PROJECT TF / A2970 engagement and support to Prior Consultant Direct 175,000.00 0.00 Canceled 2018-08-07 2018-08-17 2018-09-07 2018-10-12 2019-04-10 COORDINATION SUPPORT project administration Selection PERTAINING TO THE PARTNERSHIP FOR MARKET READINESS ZA-ETA-74142-CS-INDV / Communication, stakeholder Individual To appoint a programme TF / A2970 engagement and support to Post Consultant Open 175,000.00 99,529.10 Signed 2018-08-20 2018-10-08 2018-10-29 2018-12-03 2019-06-01 coordinator. project administration Selection ZA-ETA-74298-CS-INDV / Communication, stakeholder Individual Appointment of a TF / A2970 engagement and support to Post Consultant Open 200,000.00 0.00 Canceled 2018-08-21 2018-10-09 2018-10-30 2018-12-04 2019-06-02 communications specialist project administration Selection Strengthening the capacity ZA-ETA-83319-CS-INDV / of the government to Individual Capacity Building for MRV enhance data management Under TF / A2970 Post Consultant Open 450,000.00 0.00 2018-10-23 2018-12-11 2019-01-01 2019-02-05 2019-08-04 (2X MRV Experts and 1X and measurement, reporting Implementation Selection Tax Administrator) and verification (MRV) systems Page 2