Procurement Plan I. General 1. Bank’s approval Date of the procurement Plan [Original: July 2015]: Revision of Updated Procurement Plan, Feb 2017] 2. Date of General Procurement Notice: Sept. 18, 2014 3. Period covered by this procurement plan: The procurement period of project covered from year Jan 2015 to December 2019 II. Goods and Works and non-consulting services. 1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the Bank as stated in Appendix 1 to the Guidelines for Procurement: [Thresholds for applicable procurement methods (not limited to the list below) will be determined by the Procurement Specialist /Procurement Accredited Staff based on the assessment of the implementing agency’s capacity.] Procurement Method Prior Review Threshold Comments US$ 1. ICB and LIB (Goods) >= US$ 3,000,000 All 2. NCB (Goods) >= US$ 3,000,000 First contract 3. ICB (Works) N.A. 4. NCB (Works) N.A. 5. (Non-Consultant Services) N.A. [Add other methods if necessary] 2. Prequalification. Bidders for Not applicable shall be prequalified in accordance with the provisions of paragraphs 2.9 and 2.10 of the Guidelines. 3. Proposed Procedures for CDD Components (as per paragraph. 3.17 of the Guidelines: Not applicable 4. Reference to (if any) Project Operational/Procurement Manual: Not applicable 5. Any Other Special Procurement Arrangements: [including advance procurement and retroactive financing, if applicable] None 6. Summary of the Procurement Packages planned during the first 18 months after project effectiveness ( including those that are subject to retroactive financing and advanced procurement) [List the Packages which require Bank’s prior review first and then the other packages] 1 2 3 4 5 6 7 Ref. Description Estimated Packages Domest Review Comments No. Cost ic by Bank US$ Prefere (Prior / Post) million nce (yes/no) Summary of 82 5 No Prior the ICB (Works) Summary of 43.77 15 No Prior the ICB (Goods) Summary of 64.53 18 No Post 1st the NCB contract (Works) for Prior Review Summary of 1.86 4 No Post 1st the NCB contract (Goods) for Prior Review Summary of 0.45 1 No Prior the ICB (Non- Consultant Services) III. Selection of Consultants 1. Prior Review Threshold: Selection decisions subject to Prior Review by Bank as stated in Appendix 1 to the Guidelines Selection and Employment of Consultants: Selection Method Prior Review Threshold Comments 1. Competitive Methods (Firms) >= US$ 1,000,000 2. Single Source (Firms) >= US$100,000 3. Individual consultant selection Only in exceptional cases 4. Single Source (Individual) >= US$50,000 2. Short list comprising entirely of national consultants: Short list of consultants for services, estimated to cost less than $_300,000_equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 3. Any Other Special Selection Arrangements: [including advance procurement and retroactive financing, if applicable or delete if not applicable] 4. Consultancy Assignments with Selection Methods and Time Schedule 1 2 3 4 5 6 Ref. No. Description of Estimated Packages Review Comments Assignment Cost by Bank (Prior / Post) US$ million MSWF-1 Summary of 0.35 1 Prior QCBS number of contracts that will be let under QCBS MSWF-13 Summary of 0.2 1 Prior CQS number of contracts that will be let under other methods MSWF-3, Summary of 1.522 10 post CQS MSWF-4, number of MSWF- contracts that 5,MSWF- will be let 6,MSWF- under other 7,MSWF- methods 8,MSWF- 9, MSWF- 10, MSWF-11, MSWF-14 MSWF- Summary of 0.075 3 post IC 2,MSWF- number of 16,MSWF- contracts that 17 will be let under other methods PROCUREMENT China : CH GEF Municipal Solid Waste Management Project PLAN General Information Country: China Bank’s Approval Date of the Original Procurement Plan: 2017-06-29 2019-04-08 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P126832 GPN Date: Project Name: CH GEF Municipal Solid Waste Management Project Loan / Credit No: TF / 18479 Executing Agency(ies): MSW Yunnan PMO WORKS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual GOODS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual MSWY-9 / Procurement of Single Stage - One Hardware/Software for On- TF / 18479 Prior Request for Bids Open - National 440,369.99 Signed Envelope line Monitoring System MSWY-1 / Flue Gas Single Stage - One TF / 18479 Prior Request for Bids Open - National 328,410.19 Signed Monitoring Equipment Envelope MSWY-20 / Konggang Line Pending 2# flue gas purification Single Stage - One TF / 18479 Post Request for Bids Open - National 0.00 Implementati 2018-10-12 2018-10-17 2018-11-28 2018-12-28 2019-02-01 2019-07-31 system upgrading supply and Envelope on installation MSWY-21 / Konggang DCS sub-system: boiler, flue gas Pending Single Stage - One and control system TF / 18479 Post Request for Bids Open - National 0.00 Implementati 2018-10-31 2018-11-05 2018-12-17 2019-01-16 2019-02-20 2019-08-19 Envelope upgrading,historical data on base establishment MSWY-22 / Konggang DCS Pending Request for Single Stage - One sub-system: turbo cntrol and TF / 18479 Post Open - National 0.00 Implementati 2018-10-17 2018-12-12 2019-06-10 Quotations Envelope DEH system upgrading on MSWY-23 / Konggang DCS Pending Request for Single Stage - One sub-system: SCADA system TF / 18479 Post Open - National 0.00 Implementati 2018-10-17 2018-12-12 2019-06-10 Quotations Envelope upgrading on MSWY-28 / #1、#2 shredde Pending r systems improvement in D Single Stage - One TF / 18479 Post Request for Bids Open - National 0.00 Implementati 2019-04-08 2019-04-13 2019-05-25 2019-06-24 2019-07-29 2020-01-25 ongjiao WTE incinerator in Envelope on Kunming. MSWY-29 / #1、#2 waste g Pending rab improvement for Dongjia Single Stage - One TF / 18479 Post Request for Bids Open - National 0.00 Implementati 2019-04-08 2019-04-13 2019-05-25 2019-06-24 2019-07-29 2020-01-25 o WTE incinerator in Kunmi Envelope on ng. MSWY-27 / Feeding system Pending renovation for #1,2,3 and 4 Single Stage - One TF / 18479 Post Request for Bids Open - National 0.00 Implementati 2019-04-03 2019-04-08 2019-05-20 2019-06-19 2019-07-24 2020-01-20 furnaces in Dongjiao WTE Envelope on incinerator in Kunming Page 1 MSWY-30 / #1、#2 pre-trea Pending tment iron removal improve Single Stage - One TF / 18479 Post Request for Bids Open - National 0.00 Implementati 2019-04-09 2019-04-14 2019-05-26 2019-06-25 2019-07-30 2020-01-26 ment for Dongjiao WTE inci Envelope on nerator in Kunming. MSWY-31 / Drawing combustion diagram for #3 furnace, continuously verifying residence time limit Pending Single Stage - One of 850 C 2 seconds in TF / 18479 Post Request for Bids Open - National 0.00 Implementati 2019-04-15 2019-04-20 2019-06-01 2019-07-01 2019-08-05 2020-02-01 Envelope combustion process, installing on historical database in Dongjiao WTE incinerator in Kunming. NON CONSULTING SERVICES Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Market Contract Type Actual Amount Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. Approach (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual MSWY-6 / Monitoring Consultant System Development for Open - TF / 18479 Prior Qualification 153,330.91 Signed Yunnan Environmental International Selection Protection Department INDIVIDUAL CONSULTANTS Page 2