Public Disclosure Copy The World Bank Implementation Status & Results Report Rio Grande do Sul SWAp (P120830) Rio Grande do Sul SWAp (P120830) LATIN AMERICA AND CARIBBEAN | Brazil | Trade & Competitiveness Global Practice | IBRD/IDA | Specific Investment Loan | FY 2012 | Seq No: 8 | ARCHIVED on 16-Jun-2016 | ISR23673 | Implementing Agencies: SEPLAN/DECAP, SEPLAN/DECAP Key Dates Key Project Dates Bank Approval Date:01-May-2012 Effectiveness Date:01-Oct-2012 Planned Mid Term Review Date:01-Sep-2014 Actual Mid-Term Review Date:01-Dec-2014 Original Closing Date:30-Jun-2017 Revised Closing Date:28-Feb-2019 Project Development Objectives Project Development Objective (from Project Appraisal Document) The Project Development Objective is to improve public investment planning and implementation by strengthening the capacity of the state planning agency and selected sector secretariats. These are in education, science & technology, economic development and infrastructure. The Project will provide cross-cutting technical assistance in public investment and human resource planning, procurementmanagement, contract management, impact assessment, environmental and disaster risk management and citizen participation in decision-making. It will also support, through eligible expenditure programs, investments in education (technological modernization and buildings repair), transport (highway rehabilitation and maintenance), private sector development (cluster programs, industrial extension services and technology parks) and public sector management (public asset management.) Has the Project Development Objective been changed since Board Approval of the Project Objective? No PHRPDODEL Components Name Technical Assistance on Public Sector Management:(Cost $61.60 M) Eligible Expenditure Program (EEP):(Cost $418.40 M) Overall Ratings Name Previous Rating Current Rating Progress towards achievement of PDO  Moderately Unsatisfactory  Moderately Unsatisfactory Overall Implementation Progress (IP)  Moderately Satisfactory  Moderately Satisfactory Overall Risk Rating  Substantial  Substantial 6/16/2016 Page 1 of 9 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Rio Grande do Sul SWAp (P120830) Implementation Status and Key Decisions The loan became effective in August 2012. Implementation is broadly on track but there continue to be concerns over the delays in the execution of eligible expenditure programs in the transport component, particularly in the preparation and execution of road rehabilitation contracts. The project was restructured in December 2015 to allow the completion of these contracts within its amended duration. The Bank will need to focus its attention on ensuring that the roads agency (DAER) meets its short-term milestones for avoiding a further restructuring, including preparation of the next round of CREMA bidding documents, and that its attempts at short crisis management can be converted into longer term gains in managerial efficiency. 6/16/2016 Page 2 of 9 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Rio Grande do Sul SWAp (P120830) 6/16/2016 Page 3 of 9 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Rio Grande do Sul SWAp (P120830) Risks Systematic Operations Risk-rating Tool Risk Category Rating at Approval Previous Rating Current Rating Political and Governance  --  Moderate  Moderate Macroeconomic  --  Substantial  Substantial Sector Strategies and Policies  --  Low  Low Technical Design of Project or Program  --  Substantial  Substantial Institutional Capacity for Implementation and Sustainability  --  High  High Fiduciary  --  Moderate  Moderate Environment and Social  --  Moderate  Moderate Stakeholders  --  Moderate  Moderate Other  --  --  -- Overall  --  Substantial  Substantial Results Project Development Objective Indicators PHINDPDOTBL  Implementation of road pavement management system (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value N N N Y Date -- 30-Jun-2015 16-May-2016 28-Feb-2019 Comments The main obstacle to the completion of this task is the signing of the contract to update the Route2000 software. 6/16/2016 Page 4 of 9 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Rio Grande do Sul SWAp (P120830) PHINDPDOTBL  Completion of impact evaluation of industrial extension services (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value N N N Y Date -- 30-Jun-2015 16-May-2016 28-Feb-2019 Comments A consultant has been contracted to undertake the observational study and it is expected that this will be complete by year end. During the April 2016 mission SDECT also agreed to the Bank’s proposal to reengage with a more rigorous impact assessment of the APL interventions, perhaps in conjunction with SENAI and in the context of MDIC’s Brasil Mais Produtivo (BMP) program. PHINDPDOTBL  Submission of draft public asset management law to legislative assembly (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value N N N Y Date -- 30-Jun-2015 16-May-2016 28-Feb-2018 Comments The Bank and SMARH working group agreed on a final version of the draft of the law during the April 2016 mission. João Batista Portella Pereira (Secretário Adjunto da SMARH) committed to present it to the Casa Civil for review and initiation of the submission process to the State Legislature. The Bank also suggested that SMARH start drafting the complementary norms and regulations and consult with SEFAZ, SEGEP and SEPLAN on the policies and procedures governing the operation of the state asset fund under the new law. PHINDPDOTBL  Implementation of system for learning assessment at primary and secondary levels (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value N N N Y Date -- 30-Jun-2015 16-May-2016 28-Feb-2019 Overall Comments Intermediate Results Indicators 6/16/2016 Page 5 of 9 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Rio Grande do Sul SWAp (P120830) PHINDIRITBL  Primary fiscal balance (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Value -- 1573 1022 PAF target Date -- 31-Dec-2014 31-Dec-2015 31-Dec-2018 PHINDIRITBL  Investment expenditures (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 882.00 1010.00 1452.00 1074.00 Date -- 31-Dec-2014 31-Dec-2015 31-Dec-2018 PHINDIRITBL  Revenue from ICMS (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 19503.00 21500.00 25854.00 39392.00 Date -- 31-Dec-2014 31-Dec-2015 31-Dec-2018 PHINDIRITBL  Cumulative percentage of paved road network under CREMA contracts (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 2.50 2.70 14.00 Date -- 30-Jun-2015 30-Jun-2015 28-Feb-2019 6/16/2016 Page 6 of 9 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Rio Grande do Sul SWAp (P120830) PHINDIRITBL  Cumulative number of construction and refurbishment school projects undertaken (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 75.00 200.00 284.00 320.00 Date 11-Sep-2013 30-Jun-2015 30-Jun-2015 30-Jun-2018 PHINDIRITBL  Agreements signed/renewed with APLs (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 19.00 19.00 20.00 Date 11-Sep-2012 30-Jun-2015 30-Jun-2015 30-Jun-2018 PHINDIRITBL  Agreements signed/renewed with extension centers (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 9.00 9.00 9.00 Date 11-Sep-2012 30-Jun-2015 30-Jun-2015 30-Jun-2018 PHINDIRITBL  New triple helix alliances implemented (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 5.00 5.00 5.00 Date 11-Sep-2012 30-Jun-2015 30-Jun-2015 30-Jun-2018 Overall Comments Data on Financial Performance 6/16/2016 Page 7 of 9 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Rio Grande do Sul SWAp (P120830) Disbursements (by loan) Project Loan/Credit/TF Status Currency Original Revised Cancelled Disbursed Undisbursed Disbursed P120830 IBRD-81550 Effective USD 480.00 480.00 0.00 208.45 271.55 43% Key Dates (by loan) Project Loan/Credit/TF Status Approval Date Signing Date Effectiveness Date Orig. Closing Date Rev. Closing Date P120830 IBRD-81550 Effective 01-May-2012 11-Sep-2012 01-Oct-2012 30-Jun-2017 28-Feb-2019 Cumulative Disbursements Restructuring History Level 2 Approved on 18-Jan-2016 Related Project(s) There are no related projects. 6/16/2016 Page 8 of 9 Public Disclosure Copy Public Disclosure Copy The World Bank Implementation Status & Results Report Rio Grande do Sul SWAp (P120830) 6/16/2016 Page 9 of 9 Public Disclosure Copy