NATIONAL SLUM UPGRADING PROGRAM (NSUP) LOAN No. IBRD Ln.8636; AIIB LN 004-IDN Procurement Plan Version No.: 3 Date: March 15, 2018 I. General Information 1. Project information: a. Country: Indonesia b. Recipient: Republic of Indonesia c. Project Name: National Slum Upgrading Program (NSUP) d. Project Implementing Agency (PIA): (i) Directorate General of Human Settlements, Ministry Public Works and Housing (MPWH) 2. Bank’s No Objection Date of the Procurement Plan: a. Original : May 30, 2016 b. Version 2 : July, 17, 2016 c. Version 3 : March, 15, 2018 d. Version … :… 3. Date of General Procurement Notice: … 4. Period covered by this procurement plan: Effectiveness – Loan Closing (estimated Dec 2020) II. Types of Contract, Bank’s Review Requirements and Applied Methods A. Works, Goods and Non-Consulting Services 1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the Bank as stated in Appendix 1 to the Guidelines for Procurement: Ref. Procurement Bank’s Review Procurement Method No. Method Requirement 1. International Competitive Bidding ≥Threshold $25 million Each contract shall be (Works) subject to Bank’s prior review. 2. National Competitive Bidding $200k - $25 Each contract ≥ $15 (Works) million million equivalent shall be subject to Bank’s prior review. All other contracts subject to post review. 3. Shopping for Works < $200k No prior review (only post review). 4. International Competitive Bidding ≥$2 million Each contract ≥ $4 (Goods) million equivalent shall be subject to Bank’s prior review. All other contracts subject to post review. 5. National Competitive Bidding $100k - $2 Each contract ≥ $4 (Goods) million million equivalent shall be subject to Bank’s prior review. All other contracts subject to post review. 6. Shopping for Goods <100k No prior review (only post review). 7. International Competitive Bidding ≥$10 million Each contract shall be (Non-Consultant Service) subject to Bank’s prior review. 8. National Competitive Bidding $100k - $10 Each contract ≥ $4 (Non-Consultant Service) million million equivalent shall be subject to Bank’s prior review. All other contracts subject to post review. 9. Shopping for Non-Consulting <$100,000 No prior review (only Service post review). 10. Direct Contracting N/A Justification shall be provided when submit procurement plan. 1. Pre-qualification: Not applicable. 2. Proposed Procedures for CDD Components (as per paragraph. 3.17 of the Guidelines: As specified in the Project Operations Manual (POM) 3. Reference to (if any) Project Operational/Procurement Manual: Project Operations Manual of NSUP 4. Any Other Special Procurement Arrangements: -NA- 5. Summary of the Procurement Packages planned during the first 18 months after project effectiveness (including those that are subject to retroactive financing and advanced procurement) 1 2 3 4 5 6 7 Ref. Description Estimated Packages Domestic Review Comments No. Cost Preference by Bank (US$ (yes/no) (Prior / million) Post) 1. Summary of 0.44 2 No Post the NCB (Works) 2. Summary of 34.67 7 No Prior the NCB (Non- consulting Services) 3. Summary of 20.22 10 No Post the NCB (Non- consulting Services) B. Selection of Consultants 1. Prior Review Threshold: Selection decisions subject to prior review by Bank as stated in Appendix 1 to the Guidelines for Selection and Employment of Consultants: Ref. Bank’s Prior Review Selection Method Selection Method Threshold Requirement No. 1. Competitive ≥$300,000 Each contract ≥ $2,000,000 Method (Firms) equivalent shall be subject to QCBS, QBS, LCS, Bank’s prior review. All other FBS contracts subject to post review. 2. Competitive <$300,000 Each contract ≥ $2,000,000 Methods (Firms) equivalent shall be subject to QCS Bank’s prior review. All other contracts subject to post review. 3. Individual Competitive Selection by None, except for procurement Consultant comparing at least three CVs specialist and specific position as indicated in this procurement plan. 4. Single Source N/A Justification shall be provided (Firms and when submit procurement plan. Individual) 2. Short list comprising entirely of national consultants: Short list of consultants for services (firms), estimated to cost less than $ 400,000 equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 3. Any Other Special Selection Arrangements: N/A 4. Summary of Consultancy Assignments with Selection Methods and Time Schedule during the first 18 months after project effectiveness (including those that are subject to retroactive financing and advanced procurement) 1 2 3 4 5 6 7 Ref. Description Type of Estimated Packages/ Review Comments No. of Assignments Cost Positions by Bank Assignments (US$ (Prior / million) Post) 1. Summary of (Time-Based 4.653 4 Post TMC 4-6, number of /Lump-Sum) Evaluation contracts that Consultant will be let (Time-Based) 4.414 1 Prior NMC- under QCBS Region 2 2. Summary of (Time-Based 0.286 11 Post Under number of /Lump-Sum) Bappenas individual consultant contracts that will be let under competitive selection PROCUREMENT Indonesia : Indonesia National Slum Upgrading Project PLAN General Information Country: Indonesia Bank’s Approval Date of the Original Procurement Plan: 2019-09-11 2019-09-11 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P154782 GPN Date: Project Name: Indonesia National Slum Upgrading Project Loan / Credit No: IBRD / 86360 Executing Agency(ies): Ministry of National Development Planning/ National Planning Development Agency WORKS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual GOODS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual NON CONSULTING SERVICES Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Market Contract Type Estimated Actual Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. Approach Amount (US$) Amount (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual ID-BAPPENAS-89036-CS- Consultant CQS / Strategy and Policy Institutional and Policy Pending IBRD / 86360 Post Qualification Open - National 180,571.00 0.00 2018-06-01 2018-12-05 2018-12-21 2019-01-08 2019-01-15 2019-12-31 Study Towards Cities Development Implementation Selection without Slum in 2025 INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Loan / Credit Market Contract Type Estimated Actual Draft Negotiated Description Component Review Type Method Process Status Terms of Reference Identified/Selected Signed Contract Contract Completion No. Approach Amount (US$) Amount (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual ID-BAPPENAS-25830-CS- Individual INDV / Term-1 : Institutional and Policy Pending IBRD / 86360 Post Consultant Open 18,490.00 0.00 2017-03-08 2017-03-23 2017-03-23 2017-03-29 2017-08-31 Institutional and Policy Development Implementation Selection Development ID-BAPPENAS-25835-CS- Individual Institutional and Policy Pending INDV / Term-1 : Capacity IBRD / 86360 Post Consultant Open 16,179.00 0.00 2017-03-08 2017-03-23 2017-03-23 2017-03-29 2017-08-31 Development Implementation Building Specialist Selection Page 1 ID-BAPPENAS-25985-CS- Individual Institutional and Policy Pending INDV / Term 1 : IBRD / 86360 Post Consultant Open 10,112.00 0.00 2017-03-08 2017-03-23 2017-03-23 2017-03-29 2017-08-31 Development Implementation Communication Specialist Selection ID-BAPPENAS-34296-CS- Individual Institutional and Policy Pending INDV / Monitoring and IBRD / 86360 Post Consultant Open 36,114.00 0.00 2017-09-08 2017-09-20 2017-09-26 2017-09-29 2019-12-31 Development Implementation Evaluation Specialist Selection ID-BAPPENAS-89139-CS- Individual INDV / Strategic Institutional and Policy Pending IBRD / 86360 Post Consultant Open 39,906.00 0.00 2018-07-01 2018-09-07 2018-09-07 2018-10-01 2020-03-31 Management Specialist Development Implementation Selection (Team Leader) ID-BAPPENAS-89168-CS- Individual Institutional and Policy Pending INDV / Term-2 Institutional IBRD / 86360 Post Consultant Open 34,381.00 0.00 2018-07-01 2018-09-07 2018-09-07 2018-10-01 2020-03-31 Development Implementation and Policy Development Selection ID-BAPPENAS-89173-CS- Individual Institutional and Policy Pending INDV / Term-2 Capacity IBRD / 86360 Post Consultant Open 34,381.00 0.00 2018-07-01 2018-09-07 2018-09-07 2018-10-01 2020-03-31 Development Implementation Building Specialist Selection Individual ID-BAPPENAS-89162-CS- Institutional and Policy Pending IBRD / 86360 Post Consultant Open 34,381.00 0.00 2018-07-01 2018-09-07 2018-09-07 2018-10-01 2020-03-31 INDV / Advocacy Specialist Development Implementation Selection ID-BAPPENAS-25840-CS- Individual Institutional and Policy Pending INDV / Housing and Urban IBRD / 86360 Post Consultant Open 16,179.00 0.00 2017-03-08 2017-03-23 2017-03-23 2017-03-29 2017-12-29 Development Implementation Specialist Selection ID-BAPPENAS-89156-CS- Individual Institutional and Policy Pending INDV / Knowledge IBRD / 86360 Post Consultant Open 34,381.00 0.00 2018-07-01 2018-09-07 2018-09-07 2018-10-01 2020-03-31 Development Implementation Management Spesialist Selection ID-BAPPENAS-89158-CS- Individual Institutional and Policy Pending INDV / Term-2 IBRD / 86360 Post Consultant Open 21,488.00 0.00 2018-07-01 2018-09-07 2018-09-07 2018-10-01 2020-03-31 Development Implementation Communication Specialist Selection Individual ID-BAPPENAS-89175-CS- Institutional and Policy Pending IBRD / 86360 Post Consultant Open 34,381.00 0.00 2018-07-01 2018-09-07 2018-09-07 2018-10-01 2020-03-31 INDV / Land Specialist Development Implementation Selection Page 2