PROCUREMENT PLAN Project information: Country: Brazil Project name: Ceará Rural Sustainable Development and Competitiveness Project – Phase II (P167455) Project Implementation agency: Secretariat of Agrarian Development (SDA) Date of the Procurement Plan: March-2019 Period covered by this Procurement Plan: The first 18 months of project implementation from the date of its effectiveness. Preamble In accordance with paragraph 5.9 of the “World Bank Procurement Regulations for IPF Borrowers” (July 2016) (“Procurement Regulations”) the Bank’s Systematic Tracking and Exchanges in Procurement (STEP) system will be used to prepare, clear and update Procurement Plans and conduct all procurement transactions for the Project. This textual part along with the Procurement Plan tables in STEP constitute the Procurement Plan for the Project. The following conditions apply to all procurement activities in the Procurement Plan. The other elements of the Procurement Plan as required under paragraph 4.4 of the Procurement Regulations are set forth in STEP. The Bank’s Standard Procurement Documents: shall be used for all contracts subject to international competitive procurement and those contracts as specified in the Procurement Plan tables in STEP. National Procurement Arrangements: In accordance with paragraph 5.3 of the Procurement Regulations, when approaching the national market (as specified in the Procurement Plan tables in STEP), the country’s own procurement procedures may be used. When the Borrower uses its own national open competitive procurement arrangements as set forth in Federal Decree 5450/2005 regulating e-reverse auctions procedures, such arrangements shall be subject to paragraph 5.4 of the Procurement Regulations and the following conditions. a) open advertising of the procurement opportunity at the national level; b) the procurement is open to eligible firms from any country; c) the request for bids/request for proposals document shall require that Bidders/Proposers submitting Bids/Proposals present a signed acceptance at the time of bidding, to be incorporated in any resulting contracts, confirming application of, and compliance with, the Bank’s Anti-Corruption Guidelines, including without limitation the Bank’s right to sanction and the Bank’s inspection and audit rights; d) contracts with an appropriate allocation of responsibilities, risks, and liabilities; e) publication of contract award information; f) rights for the Bank to review procurement documentation and activities; g) an effective complaints mechanism; and h) maintenance of records of the Procurement Process. When other national procurement arrangements other than national open competitive procurement arrangements are applied by the Borrower, such arrangements shall be subject to paragraph 5.5 of the Procurement Regulations. Leased Assets as specified under paragraph 5.10 of the Procurement Regulations are“Not Applicable” Procurement of Second Hand Goods as specified under paragraph 5.11 of the Procurement Regulations is “Not Applicable” Domestic preference as specified under paragraph 5.51 of the Procurement Regulations (Goods and Works). Goods: is not applicable for those contracts identified in the Procurement Plan tables; Works: is not applicable for those contracts identified in the Procurement Plan tables Other Relevant Procurement Information. Under its Components 1 and 2 the project will finance goods, works, non-consulting services and consulting services, following Commercial Practices or designed arrangements to be carry out by Community Participation under CDD approach. Commercial Practices and procurement arrangements for Community Participation are outlined in the Legal Agreement and further elaborated in the relevant project implementation document (manual) approved by the Bank and made publicly available by the Borrower. Secretariat of Agrarian Development (SDA) PROCUREMENT Brazil : Ceara Rural Sustainable Development and Competitiveness Phase II PLAN General Information Country: Brazil Bank’s Approval Date of the Original Procurement Plan: 2019-02-28 2019-12-06 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P167455 GPN Date: Project Name: Ceara Rural Sustainable Development and Competitiveness Phase II Loan / Credit No: / Executing Agency(ies): Secretariat of Agrarian Development of the State of Ceará WORKS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual BR-SDA-CE-93017-CW-RFB / Construção da sede do Institutional Strengthening Solicitação de Single Stage - One Implementaçã / Posterior Open - National 1,100,000.00 0.00 2019-09-02 2019-09-07 2019-10-19 2019-11-18 2019-12-23 2020-06-20 Projeto (obra civil) - and Project Management Propostas Envelope o Pendente Componente 03 GOODS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual BR-SDA-CE-114293-GO-RFB / Equipamentos eletrônicos e Institutional Strengthening Solicitação de Single Stage - One Implementaçã / Posterior Open - National 1,100,000.00 0.00 2020-03-30 2020-04-04 2020-05-16 2020-06-15 2020-07-20 2021-01-16 de informática para a UGP and Project Management Propostas Envelope o Pendente e parceiros - Componente 03 BR-SDA-CE-114295-GO-RFB / Consumíveis (material de Institutional Strengthening Solicitação de Single Stage - One Implementaçã limpeza, copa, escritório ao / Posterior Open - National 200,000.00 0.00 2019-10-28 2019-11-02 2019-12-14 2020-01-13 2020-02-17 2020-08-15 and Project Management Propostas Envelope o Pendente longo do projeto) - Componente 03 BR-SDA-CE-114306-GO-RFP / Aquisição de Sistemas de Rural Water Supply and Solicitação de Single Stage - Two Implementaçã / Posterior Open - National 350,000.00 0.00 2020-03-25 2020-03-30 2020-05-11 2020-07-24 2020-08-28 2021-02-24 Energia Solar para o SISAR Sanitation Access Propostas Envelope o Pendente - Componente 02 BR-SDA-CE-114292-GO-RFB / 72 Veículos (UGP, Institutional Strengthening Solicitação de Single Stage - One Implementaçã EMATERCE, CAGECE, / Posterior Open - National 1,175,000.00 0.00 2020-02-17 2020-02-22 2020-04-04 2020-05-04 2020-06-08 2020-12-05 and Project Management Propostas Envelope o Pendente SOHIDRA, SISAR) - Componente 03 BR-SDA-CE-114275-GO-RFB / Equipamentos mobiliários Institutional Strengthening Solicitação de Single Stage - One Implementaçã / Posterior Open - National 300,000.00 0.00 2020-09-14 2020-09-19 2020-10-31 2020-11-30 2021-01-04 2021-07-03 para a UGP e parceiros - and Project Management Propostas Envelope o Pendente Comp 03 NON CONSULTING SERVICES Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Page 1 BR-SDA-CE-93020-NC-RFQ Rural Water Supply and Solicitação de Single Stage - One Implementaçã / Serviços de Limpeza de / Posterior Open - National 500,000.00 0.00 2019-11-04 2019-11-09 2019-12-21 2020-01-20 2020-02-24 2020-08-22 Sanitation Access Propostas Envelope o Pendente Fossas - Componente 02 BR-SDA-CE-105438-NC-RFB / Serviço de Sustainable Economic Solicitação de Single Stage - One Implementaçã recuperação/preservação de / Prévia Open - National 3,679,000.00 0.00 2020-11-23 2020-11-28 2021-01-09 2021-02-08 2021-03-15 2021-09-11 Inclusion Propostas Envelope o Pendente áreas de caatinga - Comp 01 (plano de manejo passivo) BR-SDA-CE-114290-NC-RFB / Serviços de manutenção de Institutional Strengthening Solicitação de Single Stage - One Implementaçã / Posterior Open - National 350,000.00 0.00 2020-10-26 2020-10-31 2020-12-12 2021-01-11 2021-02-15 2021-08-14 sistemas de gerenciamento and Project Management Propostas Envelope o Pendente Componente 03 BR-SDA-CE-114302-NC-RFB Institutional Strengthening Solicitação de Single Stage - One Implementaçã / Contratação de serviços de / Posterior Open - National 210,000.00 0.00 2019-11-25 2019-11-30 2020-01-11 2020-02-10 2020-03-16 2020-09-12 and Project Management Propostas Envelope o Pendente manutenção de veículos BR-SDA-CE-114301-NC-RFB Institutional Strengthening Solicitação de Single Stage - One Implementaçã / Fornecimento de / Posterior Open - National 500,000.00 0.00 2020-04-13 2020-04-18 2020-05-30 2020-06-29 2020-08-03 2021-01-30 and Project Management Propostas Envelope o Pendente Combustível BR-SDA-CE-93019-NC-RFB / Rural Water Supply and Solicitação de Single Stage - One Implementaçã Serviço de Perfuração de 150 / Posterior Open - National 1,450,000.00 0.00 2020-03-09 2020-03-14 2020-04-25 2020-05-25 2020-06-29 2020-12-26 Sanitation Access Propostas Envelope o Pendente Poços - Componente 02 BR-SDA-CE-93021-NC-RFB / Serviços de Rural Water Supply and Solicitação de Single Stage - Two Implementaçã recuperação/preservação de / Prévia Open - National 3,100,000.00 0.00 2020-03-02 2020-03-07 2020-04-18 2020-07-01 2020-08-05 2021-02-01 Sanitation Access Propostas Envelope o Pendente áreas de mananciais Comp 02 BR-SDA-CE-114288-NC-RFB Institutional Strengthening Solicitação de Single Stage - One Implementaçã / Serviço de mapeamento de / Posterior Open - National 415,000.00 0.00 2020-06-30 2020-07-05 2020-08-16 2020-09-15 2020-10-20 2021-04-18 and Project Management Propostas Envelope o Pendente solo - Componente 03 BR-SDA-CE-114298-NC-RFB / Serviço de zoneamento Institutional Strengthening Solicitação de Single Stage - One Implementaçã / Posterior Open - National 415,000.00 0.00 2020-04-27 2020-05-02 2020-06-13 2020-07-13 2020-08-17 2021-02-13 agroecológico - Componente and Project Management Propostas Envelope o Pendente 03 BR-SDA-CE-114281-NC-RFB / Serviço de coleta de dados Institutional Strengthening Solicitação de Single Stage - One Implementaçã / Posterior Open - National 150,000.00 0.00 2020-12-07 2020-12-12 2021-01-23 2021-02-22 2021-03-29 2021-09-25 - 1ª Coleta and Project Management Propostas Envelope o Pendente Componente 03 BR-SDA-CE-114282-NC-RFB / Serviço de pesquisa junto Rural Water Supply and Solicitação de Single Stage - One Implementaçã / Posterior Open - National 140,000.00 0.00 2020-08-24 2020-08-29 2020-10-10 2020-11-09 2020-12-14 2021-06-12 às comunidades atendidas Sanitation Access Propostas Envelope o Pendente pelo SISAR - Componente 02 CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Market Contract Type Estimated Actual Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. Approach Amount (US$) Amount (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual BR-SDA-CE-93046-CS-QCBS / Contratação de consultoria Seleção Baseada Sustainable Economic Implementação para realizar estudo de / Posterior nas Qualificações Open - National 220,000.00 0.00 2020-05-04 2020-05-25 2020-07-08 2020-08-07 2020-09-11 2021-03-10 Inclusion Pendente reestruturação da dos Consultores EMATERCE - Page 2 BR-SDA-CE-93048-CS-QCBS / Contratação de Empresa de Engenharia para realização Rural Water Supply and Seleção Baseada Implementação / Posterior Open - National 110,000.00 0.00 2020-03-16 2020-04-06 2020-05-20 2020-06-17 2020-07-17 2020-08-21 2020-09-25 2021-03-24 de 200 estudos de Sanitation Access no Menor Custo Pendente viabilidade para sistemas de reuso de água BR-SDA-CE-93127-CS-QCBS / 06 estudos detalhados das Seleção Baseada Sustainable Economic Open - Implementação cadeias produtivas / Posterior na Qualidade e 450,000.00 0.00 2019-12-16 2020-01-06 2020-02-19 2020-03-18 2020-04-17 2020-05-22 2020-06-26 2021-06-26 Inclusion International Pendente selecionadas - Componente Custo 01 BR-SDA-CE-93135-CS-QCBS / Contratação de consultoria para elaboração de planos de Seleção Baseada Sustainable Economic Open - Implementação negócios - Componente 01 / Prévia na Qualidade e 7,000,000.00 0.00 2021-01-11 2021-02-01 2021-03-17 2021-04-14 2021-05-14 2021-06-18 2021-07-23 2022-07-23 Inclusion International Pendente (Organizações locais com Custo experiência rural) - (6 SBQCs) BR-SDA-CE-93137-CS-QCBS / Contratação de consultoria para 60 diagnósticos e Seleção Baseada elaboração de 50 planos de Sustainable Economic Open - Implementação / Posterior na Qualidade e 900,000.00 0.00 2021-01-11 2021-02-01 2021-03-17 2021-04-14 2021-05-14 2021-06-18 2021-07-23 2022-07-23 desenvolvimento das Inclusion International Pendente Custo comunidades - Componente 01 - (Organizações locais com experiência rural) BR-SDA-CE-105743-CS- QCBS / Contratação de consultoria para Seleção Baseada diagnósticos das entidades Sustainable Economic Open - Implementação / Posterior na Qualidade e 1,000,000.00 0.00 2020-03-16 2020-04-06 2020-05-20 2020-06-17 2020-07-17 2020-08-21 2020-09-25 2021-09-25 priorizadas no Edital - Comp Inclusion International Pendente Custo 01 (Organizações locais com experiência rural) - (1 SBQC) BR-SDA-CE-114274-CS-CQS / Contratação de Empresa de Engenharia para realização Seleção Baseada Rural Water Supply and Implementação de estudos de viabilidade de / Posterior nas Qualificações Open - National 300,000.00 0.00 2020-11-30 2020-12-21 2021-02-03 2021-03-05 2021-04-09 2021-10-06 Sanitation Access Pendente implantação de sistemas de dos Consultores abastecimento de água - Comp 02 INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Loan / Credit Market Contract Type Estimated Actual Draft Negotiated Description Component Review Type Method Process Status Terms of Reference Identified/Selected Signed Contract Contract Completion No. Approach Amount (US$) Amount (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual BR-SDA-CE-93043-CS-INDV / Estudos para identificação das cadeias produtivas Sustainable Economic Implementação / Posterior Individual Open 27,000.00 0.00 2019-10-28 2019-12-16 2020-01-06 2020-02-10 2020-08-08 estratégicas da Agricultura Inclusion Pendente Familiar Componente 01 BR-SDA-CE-93044-CS-INDV / Estudos para identificação de reservatórios para Rural Water Supply and Implementação implantação dos sistemas de / Posterior Individual Open 82,000.00 0.00 2019-11-18 2020-01-06 2020-01-27 2020-03-02 2020-08-29 Sanitation Access Pendente abastecimento de água estruturados Componente 02 Page 3 BR-SDA-CE-93049-CS-INDV / Elaboração de novos Rural Water Supply and Implementação / Posterior Individual Open 27,000.00 0.00 2019-04-15 2019-06-03 2019-06-24 2019-07-29 2020-01-25 Projeto de Reuso de Água - Sanitation Access Pendente Comp 02 BR-SDA-CE-93050-CS-INDV / Elaboração do Plano de Institutional Strengthening Em fase de / Posterior Individual Open 27,000.00 0.00 2019-10-07 2019-11-25 2019-12-16 2020-01-20 2020-07-18 Capacitação para o Projeto - and Project Management Implementação Comp 03 BR-SDA-CE-93114-CS-INDV / Elaboração do Plano de Institutional Strengthening Implementação / Posterior Individual Open 27,000.00 0.00 2020-01-06 2020-02-24 2020-03-16 2020-04-20 2020-10-17 Comunicação e Divulgação and Project Management Pendente do Projeto - Componente 03 BR-SDA-CE-93172-CS-INDV / Contratação de Consultoria para elaboração de Sustainable Economic Implementação / Posterior Individual Open 15,000.00 0.00 2020-02-10 2020-03-30 2020-04-20 2020-05-25 2020-11-21 metodologia das capacitações Inclusion Pendente dos grupos prioritários mulheres. BR-SDA-CE-105418-CS- INDV / Contratação de Consultoria para elaboração Sustainable Economic Implementação / Posterior Individual Open 15,000.00 0.00 2020-02-10 2020-03-30 2020-04-20 2020-05-25 2020-11-21 de metodologia das Inclusion Pendente capacitações dos grupos prioritários - Jovens BR-SDA-CE-105420-CS- INDV / Contratação de Consultoria para elaboração Sustainable Economic Implementação / Posterior Individual Open 15,000.00 0.00 2020-02-10 2020-03-30 2020-04-20 2020-05-25 2020-11-21 de metodologia das Inclusion Pendente capacitações dos grupos prioritários - Indígenas BR-SDA-CE-105421-CS- INDV / Contratação de Consultoria para elaboração Sustainable Economic Implementação / Posterior Individual Open 15,000.00 0.00 2020-02-10 2020-03-30 2020-04-20 2020-05-25 2020-11-21 de metodologia das Inclusion Pendente capacitações dos grupos prioritários - Quilombolas BR-SDA-CE-113748-CS- INDV / Contratação de Sustainable Economic Implementação / Posterior Individual Open 73,000.00 0.00 2020-05-04 2020-06-22 2020-07-13 2020-08-17 2021-02-13 Consultoria para análise das Inclusion Pendente manifestações de interesses Page 4