Procurement Plan (This is only a sample with the minimum content that is required to be included in the PAD. The detailed procurement plan is still mandatory for disclosure on the Bank’s website in accordance with the guidelines. The initial procurement plan will cover the first 18 months of the project and then updated annually or earlier as necessary). I. General 1. Bank’s approval Date of the procurement Plan [Original: October 2017] 2. Date of General Procurement Notice: Oct, 2017 3. Period covered by this procurement plan: The procurement period of project covered from year October 2017 to December 2017 II. Goods and Works and non-consulting services. 1. Prior Review Threshold: Procurement Decisions subject to Prior Review by the Bank as stated in Appendix 1 to the Guidelines for Procurement: [Thresholds for applicable procurement methods (not limited to the list below) will be determined by the Procurement Specialist /Procurement Accredited Staff based on the assessment of the implementing agency’s capacity.] Procurement Method Prior Review Threshold Comments US$ 1. ICB and LIB (Goods) Above US$ 500,000 All 2. NCB (Goods) Above US$ 100,000 First contract 3. ICB (Works) Above US$ 15 million All 4. NCB (Works) Above US$ 5 million All 5. (Non-Consultant Services) Below US$ 100,000 First contract [Add other methods if necessary] 2. Prequalification. Bidders for _Not applicable_ shall be prequalified in accordance with the provisions of paragraphs 2.9 and 2.10 of the Guidelines. 3. Proposed Procedures for CDD Components (as per paragraph. 3.17 of the Guidelines: 4. Reference to (if any) Project Operational/Procurement Manual: Project Implementation Manual for World Bank Loan Project XYZ 04/01/2010 issued by 5. Any Other Special Procurement Arrangements: [including advance procurement and retroactive financing, if applicable] 5 ICB works packages will be financed under retroactive financing July 9, 2010 6. Summary of the Procurement Packages planned during the first 18 months after project effectiveness ( including those that are subject to retroactive financing and advanced procurement) [List the Packages which require Bank’s prior review first and then the other packages] 1 2 3 4 5 6 7 Ref. Description Estimated Packages Domest Review Comments No. Cost ic by Bank US$ Prefere (Prior / Post) million nce (yes/no) Summary of the ICB (Works) Summary of the ICB (Goods) Summary of the NCB (Works) Summary of 0.237 1 YES Post the NCB (Goods) Summary of the ICB (Non- Consultant Services) Summary of 0.02 2 YES Post the Shopping III. Selection of Consultants 1. Prior Review Threshold: Selection decisions subject to Prior Review by Bank as stated in Appendix 1 to the Guidelines Selection and Employment of Consultants: Selection Method Prior Review Threshold Comments 1. Competitive Methods (Firms) Above US$ 100,000 2. Single Source (Firms) All 3. Individual Above US$ 50,000 2. Short list comprising entirely of national consultants: Short list of consultants for services, estimated to cost less than $_300,000_equivalent per contract, may comprise entirely of national consultants in accordance with the provisions of paragraph 2.7 of the Consultant Guidelines. 3. Any Other Special Selection Arrangements: [including advance procurement and retroactive financing, if applicable or delete if not applicable] 4. Consultancy Assignments with Selection Methods and Time Schedule July 9, 2010 1 2 3 4 5 6 Ref. No. Description of Estimated Packages Review Comments Assignment Cost by Bank US$ (Prior / million Post) Summary of 0.4 1 Prior number of contracts that will be let under QCBS Summary of 1.868 13 Prior CQS number of contracts that will be let under other methods Summary of 0.0128 4 Prior IC number of contracts that will be let under other methods July 9, 2010 PROCUREMENT China : GEF Mainstreaming Integrated Water and Environment Management PLAN General Information Country: China Bank’s Approval Date of the Original Procurement Plan: 2017-10-13 2019-11-07 Revised Plan Date(s): (comma delineated, leave blank if none) Project ID: P145897 GPN Date: Project Name: GEF Mainstreaming Integrated Water and Environment Management Loan / Credit No: TF / A2428 Executing Agency(ies): CIDDC WORKS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual GOODS Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual HB-G-4-1 / Purchasing Component 4: Institutional Request for Single Stage - One office equipment and TF / A2428 Capacity Building and Post Open - National 75,000.00 83,308.24 Signed 2018-10-05 2018-11-30 2019-05-29 Quotations Envelope software Project Management MWR-G-3-1 / Purchasing s oftwares for remote sensing Monitoring and management platform for water consump Component 4: Institutional Under Request for Single Stage - One tion in irrigation area （GIS TF / A2428 Capacity Building and Post Open - National 94,500.00 0.00 Implementati 2018-10-05 2018-11-30 2019-05-29 Quotations Envelope platform for agricultural wat Project Management on er conservation monitoring a nd groundwater management system） MWR-G-3-2 / Purchasing o bservation system equipment s for remote sensing Monitor ing and management platfor Component 4: Institutional Under m for water consumption in Request for Single Stage - One TF / A2428 Capacity Building and Post Open - National 99,500.00 0.00 Implementati 2018-10-05 2018-11-30 2019-05-29 irrigation area （GIS platfor Quotations Envelope Project Management on m for agricultural water con servation monitoring and gro undwater management syste m） Component 3: Scaling up MWR-G-4-1 / Purchasing the Integrated Water and Under Request for Single Stage - One office equipment and TF / A2428 Environment Management Post Open - National 85,500.00 0.00 Implementati 2018-10-05 2018-11-30 2019-05-29 Quotations Envelope software Approach in Three River on Basins Component 4: Institutional Pending MWR-G-4-2 / purchase Request for Single Stage - One TF / A2428 Capacity Building and Post Open - National 5,800.00 0.00 Implementati 2019-01-30 2019-03-27 2019-09-23 printers Quotations Envelope Project Management on NON CONSULTING SERVICES Bid Evaluation Activity Reference No. / Draft Bidding Loan / Credit Market Procurement Prequalification Estimated Actual Amount Process Draft Pre-qualification Prequalification Specific Procurement Bidding Documents Proposal Submission / Report and Description Component Review Type Method Document / Signed Contract Contract Completion No. Approach Process (Y/N) Amount (US$) (US$) Status Documents Evaluation Report Notice / Invitation as Issued Opening / Minutes Recommendation for Justification Award Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Page 1 CONSULTING FIRMS Activity Reference No. / Combined Evaluation Loan / Credit Market Contract Type Estimated Actual Expression of Interest Short List and Draft Request for Proposals Opening of Technical Evaluation of Description Component Review Type Method Process Status Terms of Reference Report and Draft Signed Contract Contract Completion No. Approach Amount (US$) Amount (US$) Notice Request for Proposals as Issued Proposals / Minutes Technical Proposal Negotiated Contract Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual MWR-C-1-4 / Study on Policies on Local Water Component 1: Service Delivery System Mainstreaming of Innovative Consultant (Pilot in Jin-Zhou) and TF / A2428 Approach on Integrated Post Qualification Open - National 150,000.00 152,215.32 Signed 2017-09-30 2017-10-21 2017-12-04 2018-01-03 2018-02-07 2018-08-06 Study on Demonstration of Water and Environment Selection Water Pricing Reformation Management and Local Water Service Delivery System (Jin-Zhou) MWR-C-1-8 / Operational Manual on ET-based Water Component 1: Accounting and Auditing Mainstreaming of Innovative Consultant (Pilot in Cheng-de and Gao- TF / A2428 Approach on Integrated Post Qualification Open - National 250,000.00 495,891.72 Signed 2017-09-30 2017-10-21 2017-12-04 2018-01-03 2018-02-07 2018-08-06 Cheng) and Study on Water and Environment Selection Demonstration on ET-based Management Water Accounting and Auditing in Industrial Area MWR-C-1-9 / Operational Manual on ET-based Dual Control for Groundwater Component 1: Management(Pilot in Gao- Mainstreaming of Innovative Consultant Cheng) and Study on TF / A2428 Approach on Integrated Post Qualification Open - National 200,000.00 446,713.37 Signed 2017-09-30 2017-10-21 2017-12-04 2018-01-03 2018-02-07 2018-08-06 Demonstration on ET-based Water and Environment Selection Dual Control for Management Groundwater Management(Gao-Cheng) HB-C-2-10 / Study on Component 2: Demonstration Consultant Demonstration on Scientific in Hai Basin on Integrated TF / A2428 Post Qualification Open - National 250,000.00 253,692.21 Signed 2017-09-30 2017-10-21 2017-12-04 2018-01-03 2018-02-07 2018-08-06 Irrigation Management at Water and Environment Selection WUA (Jin-Zhou) Management Component 4: Institutional Consultant HB-C-4-9 / Project TF / A2428 Capacity Building and Post Qualification Open - National 150,000.00 297,297.66 Signed 2017-09-30 2017-10-21 2017-12-04 2018-01-03 2018-02-07 2018-08-06 monitoring and evaluation Project Management Selection MWR-C-1-3 / study on policies on ET-based water Component 1: rights and trading (Pilot in Mainstreaming of Innovative Consultant Jin-Zhou) and Study on TF / A2428 Approach on Integrated Post Qualification Open - National 150,000.00 147,535.03 Signed 2017-10-11 2017-11-01 2017-12-15 2018-01-14 2018-02-18 2018-08-17 Demonstration of ET-based Water and Environment Selection Water Rights and Trading Management (Jin-Zhou) Component 3: Scaling up MWR-C-3-6 / Study on the Integrated Water and Consultant RS/ET-based Acquisition of TF / A2428 Environment Management Post Qualification Open - National 100,000.00 102,071.00 Signed 2018-09-30 2018-10-21 2018-12-04 2019-01-03 2019-02-07 2019-08-06 Irrigation Data and Approach in Three River Selection Information Basins Component 3: Scaling up MWR-C-3-7 / RS-based ET the Integrated Water and Consultant Data Monitoring and TF / A2428 Environment Management Post Qualification Open - National 150,000.00 153,106.50 Signed 2018-09-30 2018-10-21 2018-12-04 2019-01-03 2019-02-07 2019-08-06 Analysis of Irrigation Approach in Three River Selection Districts Basins Component 3: Scaling up the Integrated Water and Consultant MWR-C-4-1 / Website Pending TF / A2428 Environment Management Post Qualification Open - National 5,000.00 0.00 2018-09-30 2018-10-21 2018-12-04 2019-01-03 2019-02-07 2019-08-06 development Implementation Approach in Three River Selection Basins Page 2 MWR-C-3-4-3 / Database Component 3: Scaling up construction of agricultural the Integrated Water and Consultant water saving monitoring and TF / A2428 Environment Management Post Qualification Open - National 100,000.00 101,576.65 Signed 2018-09-30 2018-10-21 2018-12-04 2019-01-03 2019-02-07 2019-08-06 groundwater management Approach in Three River Selection system Basins MWR-3-5-1 / Water Component 3: Scaling up resources intergrated the Integrated Water and Consultant management evaluation TF / A2428 Environment Management Post Qualification Open - National 100,000.00 101,576.65 Signed 2018-09-30 2018-10-21 2018-12-04 2019-01-03 2019-02-07 2019-08-06 system based on water Approach in Three River Selection consumption control Basins Component 3: Scaling up MWR-C-3-5-2 / Study on the Integrated Water and Consultant dual control method of TF / A2428 Environment Management Post Qualification Open - National 200,000.00 203,153.29 Signed 2018-09-30 2018-10-21 2018-12-04 2019-01-03 2019-02-07 2019-08-06 farmland irrigation water Approach in Three River Selection and water consumption Basins MWR-C-3-5-3 / Comprehensive analysis Component 3: Scaling up method and model the Integrated Water and Consultant construction of net TF / A2428 Environment Management Post Qualification Open - National 100,000.00 101,576.65 Signed 2018-09-30 2018-10-21 2018-12-04 2019-01-03 2019-02-07 2019-08-06 groundwater exploitation in Approach in Three River Selection well irrigation area based on Basins Remote Sensing Information Component 3: Scaling up the Integrated Water and Consultant MWR-C-3-4-1 / RS ET TF / A2428 Environment Management Post Qualification Open - National 295,000.00 299,882.87 Signed 2018-09-30 2018-10-21 2018-12-04 2019-01-03 2019-02-07 2019-08-06 system development Approach in Three River Selection Basins Component 3: Scaling up MWR-C-3-4-2 / Development the Integrated Water and Consultant of water consumption TF / A2428 Environment Management Post Qualification Open - National 68,000.00 68,453.83 Signed 2018-09-30 2018-10-21 2018-12-04 2019-01-03 2019-02-07 2019-08-06 management function in Approach in Three River Selection irrigation area Basins Component 3: Scaling up MWR-C-3-9 / Annual M&E the Integrated Water and Consultant on scaling-up IWEM TF / A2428 Environment Management Post Qualification Open - National 200,000.00 204,142.01 Signed 2018-10-15 2018-11-05 2018-12-19 2019-01-18 2019-02-22 2019-08-21 Approach (Shijin Irrigation Approach in Three River Selection Area in Hai River Basin) Basins Component 3: Scaling up MWR-C-3-11 / Annual M&E the Integrated Water and Consultant on Scaling up IWEM (He- TF / A2428 Environment Management Post Qualification Open - National 200,000.00 204,142.01 Signed 2018-10-15 2018-11-05 2018-12-19 2019-01-18 2019-02-22 2019-08-21 Tao Irrigation Area in Approach in Three River Selection Yellow River Basin) Basins Component 1: C-1-5 / Technical Guidelines Mainstreaming of Innovative for Integrated River Basin Quality And Cost- Open - Pending TF / A2428 Approach on Integrated Prior 400,000.00 0.00 2019-10-31 2019-11-21 2020-01-04 2020-02-01 2020-03-02 2020-04-06 2020-05-11 2021-05-11 Management based on Based Selection International Implementation Water and Environment ET/EC/ES Target Values Management INDIVIDUAL CONSULTANTS Activity Reference No. / Invitation to Loan / Credit Market Contract Type Estimated Actual Draft Negotiated Description Component Review Type Method Process Status Terms of Reference Identified/Selected Signed Contract Contract Completion No. Approach Amount (US$) Amount (US$) Contract Consultant Planned Actual Planned Actual Planned Actual Planned Actual Planned Actual MWR-C-4-6/1 / Domestic Component 4: Institutional Individual technical assistance - Pending TF / A2428 Capacity Building and Post Consultant Open 2,500.00 0.00 2018-09-30 2018-11-18 2018-12-09 2019-01-13 2019-07-12 domestic water resources Implementation Project Management Selection expert technical assistance Page 3 MWR-C-4-6/3 / Domestic technical assistance - Component 4: Institutional Individual Pending domestic remote sensing TF / A2428 Capacity Building and Post Consultant Open 2,500.00 0.00 2018-09-30 2018-11-18 2018-12-09 2019-01-20 2019-07-19 Implementation monitoring expert technical Project Management Selection assistance MWR-C-4-6/2 / Domestic technical assistance-For Safeguard part, expert will be signed a lung-sum Component 4: Institutional Individual Pending contract with PMO and TF / A2428 Capacity Building and Post Consultant Open 10,000.00 0.00 2018-09-30 2018-11-18 2018-12-09 2019-01-13 2019-07-12 Implementation responsible for social and Project Management Selection economic and safeguard contents within whole project implmentation Page 4