[ OFFICIAL LN r S883-JrX DOCUMENs S The World Bank 1818 H Street N{W. (202) 473-1000 INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT Washirgton .C. 20433 Cable Address: INTBAFRAD INTERNATIONAL DEVELOPMENT ASSOCIATION U.S.A. Cable Address: INDEVAS May 31, 2013 Mr. Alfredo del Mazo Maza Director General Banco Nacional de Obras y Servicios Pfiblicos, S.N. C. Javier Barros Sierra, 515 Colonia Lomas de Santa Fe, Delegaci6n Alvaro Obreg6n M6xico DF,01219 Re: United Mexican States: IBRD Loan 7883-MX (Urban Transport Transformation Project) Additional Instructions: AMENDED Disbursement Letter Dear Excellency: I refer to the Loan Agreement between the International Bank for Reconstruction and Development (the "Bank") and Banco Nacional de Obras y Servicios Ptiblicos, S.NC. (the "Borrower") for the above-referenced project, dated July 21, 2010. The Loan Agreement provides that the Bank may issue additional instructions regarding the withdrawal of the proceeds of Loan 7883-MX ("Loan"). This letter ("Disbursement Letter"), as revised from time to time, constitutes the additional instructions. The attached World Bank Disbursement Guidelines for Projects, dated May 1, 2006, ("Disbursement Guidelines") (Attachment 1), are an integral part of the Disbursement Letter. The manner in which the provisions in the Disbursement Guidelines apply to the Loan is specified below. Sections and subsections in parentheses below refer to the relevant sections and subsections in the Disbursement Guidelines and, unless otherwise defined in this letter, the capitalized terms used have the meanings ascribed to them in the Disbursement Guidelines. I. Disbursement Arrangements (i) Disbursement Methods (section 2). The following Disbursement Methods may be used under the Loan: * Advance (no more than 4 disbursements per year). * Reimbursement - if retroactive is allowed, it must coincide with the first advance into the Designated Account. * Direct Payment (ii) Disbursement Deadline Date (subsection 3.7). The Disbursement Deadline Date is four months after the Closing Date specified in the Loan Agreement. Any changes to this date will be notified by the Bank. (iii) Disbursement Conditions (subsection 3.8). Please refer to the Disbursement Conditions in the Loan Agreement. II. Withdrawal of Loan Proceeds (i) Authorized Signatures (subsection 3.1). A letter in the Form attached (Attachment 2) should be furnished to the Bank at the address indicated below providing the name(s) and specimen signature(s) of the official(s) authorized to sign Applications for withdrawal: Banco Mundial Insurgentes Sur 1605, Piso 24 San Jose Insurgentes 03900 Mexico, D.F. Mexico Attention: Ms. Gloria Grandolini, Country Director (ii) Applications (subsections 3.2 - 3.3). Please provide completed and signed Applications for withdrawal, together with supporting documents and, as applicable, a Request for Conversion as provided in Part IV below, to the address indicated below: The World Bank 1818 H Street, N.W. Washington, DC 20433 United States of America Attention: Loan Department The World Bank (iii) Electronic Delivery (subsection 3.4). The Bank may permit the Borrower to electronically deliver to the Bank Applications (with supporting documents) through the Bank's Client Connection, web-based portal. The option to deliver Applications to the Bank by electronic means may be effected if: (a) the Borrower has designated in writing, pursuant to the terms of subparagraph (i) of this Section, its officials who are authorized to sign and deliver Applications and to receive secure identification credentials ("SIDC") from the Bank for the purpose of delivering such Applications by electronic means; and (b) all such officials designated by the Borrower have registered as users of Client Connection. If the Bank agrees, the Bank will provide the Borrower with SIDC for the designated officials. Following which, the designated officials may deliver Applications electronically by completing Form 2380, which is accessible through Client Connection (https://clientconnection.worldbank.org). The Borrower may continue to exercise the option of preparing and delivering Applications in paper form. The Bank reserves the right and may, in its sole discretion, temporarily or permanently disallow the electronic delivery of Applications by the Borrower. If the Borrower wishes to change the Authorized Signatories in future, the Borrower should send an updated Attachment 2 indicating the new signatories. (iv) Terms and Conditions of Use of SIDC to Process Applications. By designating officials to use SIDC and by choosing to deliver the Applications electronically, the Borrower confirms through the authorized signatory letter its agreement to: (a) abide by the Terms and Conditions of Use of Secure Identification Credentials in connection with Use of Electronic Means to Process Applications and Supporting Documentation ("Terms and Conditions of Use of Secure Identification Credentials") provided in Attachment 3; and (b) to cause such official to abide by those terms and conditions. (v) Minimum Value of Applications (subsection 3.5). The Minimum Value of Applications for Reimbursement and Direct Payment is United States Dollars (USD) $ 1,000,000. (vi) Advances (sections 5 and 6). * Type of Designated Accounts (subsection 5.3): Segregated accounts * Currency of Designated Accounts (subsection 5.4): The Borrower may open, one or two Designated Accounts: in Mexican Pesos (MXN) and/or in United States Dollars (USD). * Financial Institution at which the Designated Accounts Will Be Opened (subsection 5.5): MXN denominated Designated Account - Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex; USD denominated Designated Account - Standard Chartered Bank. * Ceiling (subsection 6.1): Forecast for two quarters as provided in the quarterly Interim Financial Report, for the first advance; and thereafter cash-flow forecasts, cleared by the project Financial -Management Specialist and Task team Leader, for the next two quarters. III. Reporting on Use of Loan Proceeds (i) Supporting Documentation (section 4). Supporting documentation should be provided with each Application for withdrawal as set out below: * For eligible expenditures paid from the Designated Account, and for Reimbursements: Interim Financial Report in the form attached (Attachment 4); * Direct Payments: Records evidencing eligible expenditures (e.g. copies of receipts, supplier invoices) (ii) Frequency of Reporting Eligible Expenditures Paid from the Designated Account (subsection 6.3): Quarterly Interim Financial Reports IV. Simultaneous Request for Conversion The Borrower may submit, together with a signed Application, a duly completed Request (as defined in the Conversion Guidelines) for Conversion of the currency and/or interest rate applicable to the specific withdrawal amount requested in the Application; provided that, unless otherwise agreed by the Bank, the Borrower may not submit more than one Application per calendar quarter. All Requests for Conversion shall be signed by the Borrower's Representative specified in the Loan Agreement. The Bank will execute all such requests in accordance with the provisions of the Conversion Guidelines, provided that the Borrower may not specify a limit order in any such Request. The Bank will convert the total withdrawal amount reflected in the Application that is accompanied by a Request for Conversion. The conversion will be effected by the Bank immediately upon withdrawal of such amount from the Loan Account in accordance with the terms of such Request. The Borrower shall ensure that a copy of the Request is also separately submitted to the Bank at the following address: International Bank for Reconstruction and Development 1818 H Street N.W. Washington D.C. 20433 United States of America Att: Loan Client Services Group Telephone: 1 (202) 458 8330 Fax: 1 (202) 522 1654 Email: loanclientservices@worldbank.org Save as provided above, all other Applications shall be processed in accordance with the Bank's usual procedures and as more particularly set out in the Disbursement Guidelines. V. Other Important Information For additional information on disbursement arrangements, please refer to the Disbursement Handbook available on the Bank's public website at https://www.worldbank.org and its secure website "Client Connection" at https://clientconnection.worldbank.org. Print copies are available upon request. If you have not already done so, the Bank recommends that you register as a user of the Client Connection website (https://clientconnection.worldbank.org). From this website you will be able to prepare and deliver Applications, monitor the near real-time status of the Loan, and retrieve related policy, financial, and procurement information. All Borrower officials authorized to sign and deliver Applications by electronic means are required to register with Client Connection before electronic delivery can be effected. For more information about the website and registration arrangements, please contact the Bank by email at . If you have any queries in relation to the above, please contact Victor Ordonez, Sr. Finance Officer at vconde@worldbank.org using the above reference. .Yours-ine e y, Victor Ordonez Sr. Finance Officer, Loan Department The World Bank Attachments 1. Attachment previously provided remains without any changes 2. Attachment previously provided remains without any changes y3. Terms and Conditions of Use of Secure Identification Credentials 1/4. Form For Interim Financial Reports Attachment 3 Terms and Conditions of Use of Secure Identification Credentials in connection with Use of Electronic Means to Process Applications and Supporting Documentation March 1, 2013 The World Bank (Bank)' will provide secure identification credentials (SIDC) to permit the Borrower2 to deliver applications for withdrawal and applications for special commitments under the Agreement(s) and supporting documentation (such applications and supporting documentation together referred to in these Terms and Conditions of Use as Applications) to the Bank electronically, on the terms and conditions of use specified herein. SIDC can be either: (a) hardware-based (Physical Token), or (b) software-based (Soft Token). The Bank reserves the right to determine which type of SIDC is most appropriate. A. Identification of Users. 1. The Borrower will be required to identify in a completed Authorized Signatory Letter (ASL) duly delivered to and received by the Bank each person who will be authorized to deliver Applications. The Bank will provide SIDC to each person identified in the ASL (Signatory), as provided below. The Borrower shall also immediately notify the Bank if a Signatory is no longer authorized by the Borrower to act as a Signatory. 2. Each Signatory must register as a user on the Bank's Client Connection (CC) website (https://clientconnection.worldbank.org) prior to receipt of his/her SIDC. Registration on CC will require that the Signatory establish a CC password (CC Password). The Signatory shall not reveal his/her CC Password to anyone or store or record the CC Password in written or other form. Upon registration as a CC user, the Signatory will be assigned a unique identifying account name. B. Initialization of SIDC. 1. Prior to initialization of SIDC by a Signatory, the Signatory will acknowledge having read, understood and agreed to be bound by these Terms and Conditions of Use. '"Bank" includes IBRD and IDA. 2 "Borrower" includes the borrower of an IBRD loan, IDA credit, or Project Preparation Facility advance and the recipient of a grant. 2. Where a Physical Token is to be used, promptly upon receipt of the Physical Token, the Signatory will access CC using his/her account name and CC Password and register his/her Physical Token and set a personal identification number (PIN) to be used in connection with the use of his/her Physical Token, after which the Physical Token will be initialized for use by the Signatory exclusively for purposes of delivering Applications. Where a Soft Token is to be used, the Signatory will access CC using his/her account name and CC Password and set a personal identification number (PIN) to be used in connection with the use of his/her Soft Token, after which the Soft Token will be initialized for use by the Signatory exclusively for purposes of delivering Applications. Upon initialization of the SIDC, the Signatory will be a "SIDC User". The Bank will maintain in its database a user account (Account) for each SIDC User for purposes of managing the SIDC of the SIDC User. Neither the Borrower nor the SIDC User will have any access to the Account. 3. Prior to first use of the SIDC by the SIDC User, the Borrower shall ensure that the SIDC User has received training materials provided by the Bank in use of the SIDC. C. Use of SIDC. 1. Use of the SIDC is strictly limited to use in the delivery of Applications by the SIDC User in the manner prescribed by the Bank in the Agreement(s) and these Terms and Conditions. Any other use of the SIDC is prohibited. 2. The Bank assumes no responsibility or liability whatsoever for any misuse of the SIDC by the SIDC User, other representatives of the Borrower, or third parties. 3. The Borrower undertakes to ensure, and represents and warrants to the Bank (such representation and warranty being expressly relied upon by the Bank in granting SIDC) that each SIDC User understands and will abide by, these Terms and Conditions of Use, including without limitation the following: 4. Security 4.1. The SIDC User shall not reveal his/her PIN to anyone or store or record the PIN in written or other form. 4.2. The SIDC User shall not allow anyone else to utilize his/her SIDC to deliver an Application to the Bank. 4.3. The SIDC User shall always logout from CC when not using the system. Failure to logout properly can create a route into the system that is unprotected. 4.4. If the SIDC User believes a third party has learned his/her PIN or has lost his/her Physical Token he/she shall immediately notify clientconnection@worldbank.org. 4.5. The Borrower shall immediately notify the Bank at clientconnection@worldbank.ori of any lost, stolen or compromised SIDC, and take other reasonable steps to ensure such SIDC are disabled immediately. 5. Reservation of Right to Disable SIDC 5.1. The Borrower shall reserve the right to revoke the authorization of a SIDC User to use a SIDC for any reason. 5.2. The Bank reserves the right, in its sole discretion, to temporarily or permanently disable a SIDC, de-activate a SIDC User's Account or both. 6. Care of Physical Tokens 6.1. Physical Tokens will remain the property of the Bank. 6.2. The Bank will physically deliver a Physical Token to each Signatory designated to receive one in a manner to be determined by and satisfactory to the Bank. 6.3. Physical Tokens contain delicate and sophisticated instrumentation and therefore should be handled with due care, and should not be immersed in liquids, exposed to extreme temperatures, crushed or bent. Also, Physical Tokens should be kept more than five (5) cm from devices that generate electromagnetic radiation (EMR), such as mobile phones, phone-enabled PDAs, smart phones and other similar devices. Physical Tokens should be carried and stored separate from any EMR device. At close range (less than 5 cm), these devices can output high levels of EMR that can interfere with the proper operation of electronic equipment, including the Physical Token. 6.4. Without derogating from these Terms and Conditions of Use, other technical instructions on the proper use and care of Physical Tokens are available at http://www.rsa.com. 7. Replacement 7.1. Lost, damaged, compromised (in terms of 4.5, above) or destroyed Physical Tokens will be replaced at the expense of the Borrower. 7.2. The Bank reserves the right, in its sole discretion, not to replace any Physical Token in the case of misuse, or not to reactivate a SIDC User's Account. 1巨目履雄T丁目罰喜 7黒”&&&& Aftachment 4 Reporte 2 PROYECTO DE TRANSFORMACIóN DEL TRANSPORTE URBANO (PM) PRÉSTAMOS 7883-NIX Y TF-096291 MONTO SOLICITADO (REPORTE 2) Con cifras al 31 de diciembre de 2012 En pesos me=anos Total emproM& C-pr~ en el tri ínestre Ttd t-prbd. Tt.1 de-15.1-lo P- ~probar (.-..la,lo) JAtr..fit" BIRF CTF Ttal BIRIF Ttd BIRF CrF Ttal MF Ttal BIRIF Total TtM Attachment 4 Reporte 3 NOMBRE DEL BENEFICIARIO PROYECTO DE TRANSFORMACIÓN DEL TRANSPORTE URBANO (PTTU) ESTADO DE FUENTES Y USOS DE FONDOS POR SUBPROYECTO (REPORTE 3) Con cifras al 31 de diciembre de 2012 En pesos mexicanos Saldos acumulados al Movimientos de¡ trimestre Saldos acumulados al 30/sep/2012 31/dic/2012 Fuentes de Fondos Préstamo BIRF Préstamo CTF 0 Total Fuentes de Fondos 0 0 0 Uso por Componente Categoría 1 (Parte 1) Préstamo BIRF 0 0 0 Préstamo CTF 0 0 0 Total Categoría 1 (Parte 1) 0 0 0 Categoría 2 (Parte 2-A) Préstamo BIRF 0 0 0 Préstamo CTF 0 0 0 Total Categoría 2 (Parte 2-A) 0 0 0 Categoría 3 (Parte 2-B-a) Préstamo BIRF 0 0 0 Préstamo CTF 0 0 0 Total Categoría 2 (Parte 2-B-a) 0 0 0 Categoría 4 (Parte 2-B-b) Préstamo BIRF 0 0 0 Préstamo CTF 0 0 0 Total Categoría 2 (Parte 2-B-b) 0 0 0 Total Uso por Componente 0 0 0 Fondos por comprobar ante OFI 0 0 0 Attachment 4 Reporte 4 PROYECTO DE TRANSFORMACIÓN DEL TRANSPORTE URBANO (PTTU) PRÉSTAMOS 7883-MX Y TF096291 ESTADO DE FUENTES Y USOS DE FONDOS CONSOLIDADO (REPORTE 4) Con cifras al 31 de diciembre de 2012 En pesos mexicanos y dólares americanos Saldos acumulados al 30/sep/2012 Movimientos del trimestre Saldos acumulados al 31/dic/2012 MX$ USD$ MX$ USD$ MX$ USD$ Fuentes de Fondos (recursos desembolsados) Préstamo BIRF Préstamo CrF Total Fuentes de Fondos Usos de Fondos (recursos comprobados) Categoría 1 (Parte 1) Préstamo BIRF Préstamo CTF Total Categoría 1 (Parte 1) - .. Categoría 2 (Parte 2-A) Préstamo BIRF Préstamo CTF Total Categoría 2 (Parte 2-A) - .._.. Categoría 3 (Parte 2-B-a) Préstamo BIRF Préstamo CTF Total Categoría 2 (Parte 2-B-a) - _- .. Categoría 4 (Parte 2-B-b) Préstamo BIRF Préstamo CTF Total Categoría 2 (Parte 2-B-b) .. - Total Usos de Fondos -_-_.. Fondos por comprobar ante OFI Nota: Aplica únicamente cuándo existen más de un subproyecto en proceso de ejecución o comprobación, financiado con recursos del proyecto. En caso contrario, se deberá presenta únicamente el Reporte 3 para evitar duplicación de información. Attachment 4 Reporte 5 EJECUCIÓN DE LOS SUBPROYECTOS (REPORTE 5) Con cifras al 31 de diciembre de 2012 En pesos mexicanos IDENTIFICACIÓN DEL PLAN DE INVERSIÓN LICITACIÓN CONTRATACIóN DESCRIPCIÓN DE LA MODALIDAD FECHA F ¡ OBRA/BIEN/CONSULTORIA UBICACIÓN PRESUPtESTO 1 CONTRATANTE EMPRESA N. DE FECIA DE O ZO DE EJECUCIÓN CONVOCATORIA APERTURA FALLO CONTRATO CONTRATO TATO ADICIONAL TERMINACIN AVANCE FISICO-FINANCIERO DETALLE DE PAGOS DESCRIPCIÓN DE LA # OBRA/BIEN/CONSU LTORIA TOTAL PAGOS AVANCE DOC1MENTO GO FECHLA DE OBSERV YCIONES (43T/4 B T (/ FONADIN BENEFICIARIO CONC ESIÓ TOTAL FiSICO FINANCIERO DE PAGO _________ (4 3/ (TF (571/4_________ Antcpo 1-. #DIV/0 Estimac,ónl-Orgma -_______1 _____ #DIV/O Subtotal trimestre re portado _________ .]________ _____ Total contrato I ______ _____ ____ IDENTIFICACIÓN DEL PLAN DE INVERSIÓN LICITACIÓN CONTRATACION DESCRIPCIÓN DE LA MODALIDAD FECHA O 1 TVT Oí OBRA/BIEN/CONSLLTORIA EUBIC ACIÓN PRESUPFEESTO DLITAÓNCONTRATANTE EMPRESA No¡D FEH DE MNODL CNEIIZO DE EJECCCIÓN --- DE LECECUCIÓN SCONVOCATORIA APERTURA FALLO CONTRATO CONTRATO CONTRATO ADICIONAL TOTALERMINACIN AVANCE FISICO-FINANCIERO DETALLE DE PAGOS DESCRIPCIÓN DE LA PAOSA_AC OBRA/BIEN/CONSULTORIA TOTAL PAGOSM AE P DOCt SiENTO TOTALDE PAGO FECHA DE OBSERVA(IONES (43-/4 CTF (57-/4 FONADIN BENEFICIARIO CONCESIÓN TOTAL FISICO FINANCIERO DE PAGO PAGO Antacipo - #DfV/0' Etimación -On. . l #DIVIO' Subtotal trimestre reportado - Total contrato 2 Subtotal trimestre reportadO - - I- I- TOMal - _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ FOR OFFICIAL USE ONLY Prepared by Jose Janeiro (amended by Victor Ordonez, CTRLN) Cleared with and cc: Jorge Luis Alva-Luperdi, LEGLE Dmitri Gourfinkel, LCSFM Arturo Ardila, LCSTR