The World Bank Report No: ISR13510 Implementation Status & Results Brazil RIO STATE DEVELOPMENT POLICY LOAN III (P126465) Public Disclosure Copy Project Name: RIO STATE DEVELOPMENT POLICY LOAN III (P126465) Program Stage: Implementation Seq.No: 3 Status: ARCHIVED Archive Date: 08-Feb-2014 Country: Brazil Approval FY: 2013 Product Line: IBRD/IDA Region: LATIN AMERICA AND CARIBBEAN Lending Instrument: Development Policy Lending Implementing Agency(ies): Secretaria de Estado de Planejamento e Gestão Key Dates Board Approval Date 30-Aug-2012 Original Closing Date 31-Jan-2014 Planned Mid Term Review Date Last Archived ISR Date 20-Mar-2013 Effectiveness Date 16-Nov-2012 Revised Closing Date 31-Jan-2014 Actual Mid Term Review Date Program Development Objectives Program Development Objective (from Program Document) The objective of the proposed operation is to assist the Government of Rio de Janeiro in strengthening its tax administration, improving the efficiency of public financial management, increasing the quality of public service provision in education and health, andensuring that policies adopted are both consistent with priorities of the State Government and with resources likely to be available in the medium term. Has the Program Development Objective been changed since Board Approval of the Program? Yes No Overall Ratings Previous Rating Current Rating Progress towards achievement of PDO Satisfactory Satisfactory Overall Implementation Progress (IP) Satisfactory Satisfactory Implementation Status Overview The operation has become effective on November 16, 2012 and the loan amount has been fully disbursed. Public Disclosure Copy Results Results Indicators Page 1 of 5 The World Bank Report No: ISR13510 Indicator Name Core Unit of Measure Baseline Current End Target Increase in ICMS and ITD revenues Text Value ICMS: R$24.8 billion ICMS: R$28.67 billion ITD: R$418 million ITD: R$470 million Public Disclosure Copy Date 30-Dec-2011 30-Jan-2013 31-Jan-2014 Comments Baseline 2011 The baseline and the target Increase of 15.6 and 12.4 for the ICMS was adjusted, as percent, respectively the PD showed the wrong numbers. Establishment of Unified General Taxpayer Text Value No Unified General Taxpayer Unified General Taxpayer ledger, with access of individual taxpayers to ledger ledger established their unified accounts Date 30-Dec-2011 30-Jan-2013 31-Jan-2014 Comments Baseline 2011 Unified tax ledger expected to be finalized by end 2013. Progressive implementation of performance tax Number Value 0.00 10.00 20.00 indicators Date 30-Dec-2011 30-Jan-2013 31-Jan-2014 Comments See presentation on the December 2012: 10 indicators attached to this December 2013: 20 ISR. Projects complying with required criteria have Yes/No Value No No Yes been subject to screening process, using the Date 25-Jul-2012 31-Jan-2013 31-Jan-2014 techniques specified in the technical manual Comments A technical manual has been Projects complying with prepared and a methodology required criteria have been for the screening process is subject to a screening currently in preparation. process, using techniques specified in the technical manual Consolidated information publiched on the Text Value 0 5 prior investment projects portfolio mapping of the five investment shown in the annual projects, showing annual commitments of commitments of investment these investments Date 25-Jul-2012 31-Jan-2013 31-Jan-2014 Public Disclosure Copy Comments Baseline 2011 State publishes results of costing at least four Yes/No Value No No Yes major policy programs, with their key results Date 25-Jul-2012 31-Jan-2013 31-Jan-2014 defined Comments The State of Rio de Janeiro Costing methodologies for 4 has piloted a methodology for big policy programs are costing its public policy currently being developed. programs. Page 2 of 5 The World Bank Report No: ISR13510 Action plan to improve internal control systems Yes/No Value No Yes Yes is developed on the basis of the annual report Date 25-Jul-2012 31-Jan-2013 31-Jan-2014 from AGE to the State Government on the Comments The Action Plan for 2013 has performance of internal control systems Public Disclosure Copy been finalized and focuses on the implementation of a results-based management system. Indicators to measure and monitor the process have been developed and used already during 2012. Number of regional directors selected using Number Value 0.00 28.00 28.00 new merit-based process Date 31-Dec-2010 30-Jan-2013 31-Jan-2014 Comments Target 2102: 28 (100%) The 28 regional directors (14 Target Jan 2013: 28 pedagogical and 14 administrative directors) that were hired through a merit- based process by January2012 are still in place. Number of school directors selected using new Number Value 0.00 121.00 164.00 merit-based process Date 31-Dec-2010 30-Jan-2013 31-Jan-2014 Comments Target 2012: 82 Of the 121 school directors, 75 were hired in 2011, 44 in 2012 and 2 during January 2013. Additionally, 133 Vice- Directors have been hired in 2011 and 99 in 2012. Hiring processes for 71 Directors and 36 Vice-directors are currently ongoing and expected to be finalized by February 2013. Adopted annual school-level targets for Text Value No targets for schools. Targets for 2014 Public Disclosure Copy improving student learning and graduation communicated to schools rates before end-March 2013 Date 31-Dec-2010 30-Jan-2013 31-Jan-2014 Comments Targets for 2013 communicated to schools before end-March 2012 Targets for 2014 communicated to schools before end-March 2013 Page 3 of 5 The World Bank Report No: ISR13510 Bonus pay system for schools that achieved Text Value No bonus system Bonuses for 2012 paid by their respective annual school-level targets June 2013 Date 31-Dec-2010 30-Jan-2013 31-Jan-2014 Public Disclosure Copy Comments Bonuses in the amount of US $20 million have been paid to 16.502 civil servants in 337 schools. The State Government has signed contracts Number Value 0.00 21.00 22.00 with Social Organizations (OS) to manage 15 Date 30-Dec-2011 30-Jan-2013 31-Jan-2014 health units and strategic services (lab Comments Target 2012 - 15 UPAs By end February, 5 more services, imagery services, etc...) UPAs are expected. Number of hospitals under the PAHI1 program Number Value 44.00 58.00 63.00 with ombudsman services Date 30-Dec-2011 30-Jan-2013 31-Jan-2014 Comments Target 2012: 53 Number of hospitals with hospital infection Number Value 46.00 56.00 66.00 evaluation committees Date 30-Dec-2011 30-Jan-2013 31-Jan-2014 Comments Target 2012:55 Indicator seems not to be very effective as even with the committees, the compliance with the infection prevention has not improved. Supply of complex treatment to patients from Percentage Value 16.78 21.05 24.00 other municipalities as a percentage of the total Date 30-Dec-2011 30-Jan-2013 31-Jan-2014 Comments Target 2012: 20% Data on Financial Performance (as of 29-Nov-2012) Financial Agreement(s) Key Dates Project Ln/Cr/Tf Status Approval Date Signing Date Effectiveness Date Original Closing Date Revised Closing Date Public Disclosure Copy P126465 IBRD-81910 Effective 30-Aug-2012 30-Oct-2012 16-Nov-2012 31-Jan-2014 31-Jan-2014 Disbursements (in Millions) Project Ln/Cr/Tf Status Currency Original Revised Cancelled Disbursed Undisbursed % Disbursed P126465 IBRD-81910 Effective USD 300.00 300.00 0.00 300.00 0.00 100.00 Tranches Tranche 1 Page 4 of 5 The World Bank Report No: ISR13510 Amount (USD) Expected Release Date Actual Release Date Status 0 Pending Released Public Disclosure Copy Key Decisions Regarding Implementation N/A Restructuring History There has been no restructuring to date. Related Operations There are no related projects. Public Disclosure Copy Page 5 of 5