75175 Country : Costa Rica IBRD/IDA Trust Funds TF Country Report FY11 - FY13 Q2 Costa Rica IBRD/IDA Trust Funds (Bank & Recipient Executed Grants) Disbursements, approvals and pending requests Page 1 of 12 Country : Costa Rica IBRD/IDA Trust Funds 1.IBRD, IDA and RETF Approvals and Disbursements , FY11 - FY13 Q2 Amounts in $million IBRD IDA RETF GRAND TOTAL Fiscal Year Disb Commit Disb Commit Disb Commit Total Disb Total Commit FY11 512.04 7.80 0.30 519.84 0.30 FY12 21.89 0.12 3.60 22.01 3.60 FY13 Q2 1.18 200.00 0.00 0.59 0.00 1.77 200.00 Grand Total 535.11 200.00 0.00 8.51 3.90 543.63 203.90 2. BB and BETF Disbursements, FY11 - FY13 Q2 Amounts in $million Fiscal year BETF BB Grand Total FY11 0.19 1.45 1.65 FY12 0.51 1.44 1.95 FY13 Q2 0.38 0.52 0.89 Grand Total 1.08 3.41 4.49 3. Disbursements (BETF, RETF) by Managing Unit, FY11 - FY13 Q2 Amounts in $million The Managing Unit of the disbursing grant or, if the several units are making changes to the grant, the managing unit of the cost object (WBS or I/O)under wchich the disbursements are made BETF RETF Grand Total Managing Unit FY11 FY12 FY13 Q2 FY11 FY12 FY13 Q2 FY11 FY12 FY13 Q2 Page 2 of 12 Country : Costa Rica IBRD/IDA Trust Funds BETF RETF Grand Total Managing Unit FY11 FY12 FY13 Q2 FY11 FY12 FY13 Q2 FY11 FY12 FY13 Q2 CLAAS 0.04 0.09 0.04 0.09 FEUCA 0.13 0.07 0.13 0.07 LCSAR 0.18 0.07 0.10 0.02 0.38 0.20 0.07 0.48 LCSDU 0.09 0.00 0.05 0.05 0.21 0.05 0.14 0.22 LCSEG 0.13 0.16 0.13 0.16 LCSEN 7.50 7.50 LCSHE 0.12 0.12 LCSPF 0.01 0.10 0.09 0.01 0.10 0.09 CPFCF 0.02 0.02 WBIIN 0.10 0.10 Grand Total 0.19 0.55 0.46 7.81 0.12 0.59 8.00 0.67 1.05 4. Disbursements (BETF, RETF) by Grant Type, FY11 - FY13 Q2 Amounts in $million Execution Grant Type Grant Type Description FY11 FY12 FY13 Q2 BETF BEA Project/activity support 0.01 0.43 0.22 BET IBRD/IDA Transfers to IFC 0.04 0.09 BEP Processes (I/O & Transfers) not for BES purposes 0.18 0.07 0.13 BEU Partnership - Project Umbrella 0.01 0.03 RETF REP Stand-alone Recipient Executed Project 0.23 0.12 0.13 REO Other Recipient Executed Project 7.57 0.46 Grand Total 8.00 0.67 1.05 Page 3 of 12 Country : Costa Rica IBRD/IDA Trust Funds 5. Disbursements (BETF, RETF) by TF Program, FY11 - FY13 Q2 Amounts in $million Program Type Program Program Name FY11 FY12 FY13 Q2 Programmatic WPP WATER PARTNERSHIP PROGRAM 0.02 DM DEVELOPMENT MARKETPLACE 0.10 IDF INSTITUTIONAL DEVELOMENT FUND 0.05 0.08 CITIES CITIES ALLIANCE 0.13 0.07 FIRST FINANCIAL SECTOR REFORM & STRENGTH. INIT 0.01 0.10 0.09 SFLAC SPANISH TF FOR LATIN AMERICA & CARIBBEAN 0.15 0.09 GFDRR GLOBALFACILITYFORDISASTERREDUCTION&RECOV 0.12 0.13 PMR PARTNERSHIP FOR MARKET READINESS 0.13 0.18 FCPFR FOREST CARBON PARTNERSHIP FACILITY 0.20 0.07 0.48 GEFIA GEF-IBRD AS IMPLEMENTING AGENCY 7.50 Grand Total 8.00 0.67 1.05 6. Disbursements (BETF, RETF) by Freestanding/Programmatic Funds, FY11 - FY13 Q2 Amounts in $million Type FY11 FY12 FY13 Q2 Programmatic 8.00 0.67 1.05 Sum: 8.00 0.67 1.05 Page 4 of 12 Country : Costa Rica IBRD/IDA Trust Funds 7. Disbursements (BETF, RETF) by Single Donor/Multi Donor, FY11 - FY13 Q2 Amounts in $million Type FY11 FY12 FY13 Q2 Multi-donor 7.95 0.46 0.88 Single-donor 0.05 0.21 0.17 Grand Total 8.00 0.67 1.05 8. RETF Disbursements by Sector, FY11 - FY13 Q2 Amounts in $million Share of Share of Share of Sector FY11 FY11 FY12 FY12 FY13 Q2 FY13 Q2 Disbursement Disbursement Disbursement Agriculture 4.90 62.77% 0.38 63.70% Education Energy & mining Finance Health & social serv 0.38 4.81% 0.01 4.10% 0.01 2.21% Industry and trade 0.01 0.09% 0.00 2.95% Info & communication 0.03 0.32% 0.04 7.11% Not assigned Public admin, Law 0.10 1.30% 0.07 55.41% 0.03 4.42% Transportation 0.01 0.09% 0.00 2.95% Water/sanit/fld prot 2.39 30.64% 0.04 34.59% 0.13 22.57% Grand Total Actuals 7.80 0.12 0.59 Page 5 of 12 Country : Costa Rica IBRD/IDA Trust Funds 9. Grant Funding Request Approvals By Managing Unit, FY11 - FY13 Q2 Amounts in $million FY11 FY12 FY13 Q2 Managing Unit Amount No. Amount No. Amount No. LCSAR 3.60 1 0.20 1 LCSEN 0.30 1 LCSHE 0.12 1 LCSPF 0.27 2 LCSSD 0.35 1 Grand Total 0.12 1 4.22 4 0.50 2 10. Grant Funding Request Approvals By Grant Type, FY11 - FY13 Q2 Amounts in $million FY11 FY12 FY13 Q2 Grant Type Grant Type Descruption Amount No. Amount No. Amount No. BEA Project/activity support 0.62 3 0.50 2 BEL Lending Appraisal & Supervision (Implementation*) 0.12 1 REO Other Recipient Executed Project 3.60 1 Grand Total 0.12 1 4.22 4 0.50 2 11. Grant Funding Request Approvals By Program, FY11 - FY13 Q2 Amounts in $million FY11 FY12 FY13 Q2 Program Program Name Page 6 of 12 Country : Costa Rica IBRD/IDA Trust Funds Program Program Name Amount No. Amount No. Amount No. CARBON CARBON FUND 0.20 1 FCPFR FOREST CARBON PARTNERSHIP FACILITY 3.60 1 FIRST FINANCIAL SECTOR REFORM & STRENGTH. INIT 0.27 2 PMR PARTNERSHIP FOR MARKET READINESS 0.35 1 SFLAC SPANISH TF FOR LATIN AMERICA & CARIBBEAN 0.12 1 WAVES WEALTH ACCTNG & EVALTN ECOSYSTEM SERVICE 0.30 1 Grand Total 0.12 1 4.22 4 0.50 2 12. List of Grant Funding Request Approvals in FY11 - FY13 Q2 Amounts in $million Child Grant Approval FY11 FY12 FY13 Q2 Grant Name Execution Project VPU Fund Type Date Approvals Approvals Approvals TF011378 Costa Rica - PMR Ban Bank Executed BEA P129352 LCRVP 12/08/2011 0.35 TF011933 Costa Rica #10273 Fi Bank Executed BEA P130914 LCRVP 02/29/2012 0.12 TF012692 Costa Rica - FCPF R Recipient Execut REO P123702 LCRVP 06/26/2012 3.60 TF012706 Costa Rica #10275 De Bank Executed BEA P132213 LCRVP 06/28/2012 0.15 TF013640 Wealth Accounting an Bank Executed BEA P143484 LCRVP 11/15/2012 0.30 TF013758 Costa Rica ER PIN Bank Executed BEA P123702 LCRVP 12/04/2012 0.20 TF099742 Innovative Funding M Bank Executed BEL P123146 LCRVP 05/16/2011 0.12 Grand Total 0.12 4.22 0.50 13. List of all Active Grants in, FY11 - FY13 Q2 Amounts in $million Page 7 of 12 Country : Costa Rica IBRD/IDA Trust Funds Fund TTL Mng Grt Grt Agrmt Fund Fund Name Progm Project tatus lsng Date Fund Bal FY11 FY12 FY13 Q2 Name Unit ype Date TF011051 PMR - Country Delivery Ms Xueman Wang PMR CPFCF # ACTV BE 10/17/2011 06/30/2020 0.02 Support and Advisory Services TF011378 Costa Rica - PMR Bank Mr Gregor V. Wolf PMR LCSEG P129352 ACTV BE 12/09/2011 06/30/2020 0.10 0.12 0.13 Executed Grant TF011672 LCR PMR Bank Executed Mr Chandra Shekhar PMR LCSEG P129352 ACTV BE 01/24/2012 06/30/2017 0.01 0.03 Sinha TF011933 Costa Rica #10273 Financial Mr Juan Buchenau FIRST LCSPF P130914 ACTV BE 03/01/2012 04/30/2013 0.04 0.04 0.04 Crisis Simulation Program Hoth TF012692 Costa Rica's Readiness Mr Erick C.M. FCPFR LCSAR P123702 ACTV RE 07/10/2012 12/31/2013 3.23 0.38 Preparation Proposal Fernandes Readiness Fund o TF012706 Costa Rica #10275 Ms Rekha Reddy FIRST LCSPF P132213 ACTV BE 06/29/2012 04/30/2013 0.10 0.05 Development of Capital Markets TF013640 Wealth Accounting and Mr Christian Albert WAV LCSEN P143484 ACTV BE 11/12/2012 06/30/2015 0.10 Valuation of Ecosystem Peter Services - Cost TF013758 Costa Rica ER PIN Mr Erick C.M. CAR LCSAR P123702 ACTV BE 12/07/2012 12/31/2013 0.20 Fernandes TF050896 PCF - COTE Ms Megan Meyer CAR CPFCF P076421 ACTV RE 12/03/2002 06/30/2018 0.00 HYDROELECTRIC PROJECT - COSTA RICA TF053587 IFC/GEF-ENVIRONMENTAL Ms Stacy A. Swann GEFIA CDFEB IFC-005 ACTV BET 05/04/2004 06/30/2014 BUSINESS FINANCE PROGRAM (EBFP) PROJEC TF056604 BCF : COSTA RICA Ms Ellysar Baroudy CAR CPFCF P094155 ACTV RE 04/28/2006 12/31/2017 FONAFIFO COOPERAGRI PROJECT (PROYECTO COSTA TF056666 GEF FSP-COSTA RICA: Mr Christian Albert GEFIA LCSEN P098838 ACTV RE 05/08/2007 03/31/2014 1.66 7.50 MAINSTREAMING MARKET- Peter BASED INSTRUMENTS F Page 8 of 12 Country : Costa Rica IBRD/IDA Trust Funds 13. List of all Active Grants in, FY11 - FY13 Q2 Amounts in $million Fund TTL Mng Grt Grt Agrmt Fund Fund Name Progm Project tatus lsng Date Fund Bal FY11 FY12 FY13 Q2 Name Unit ype Date TF092530 COSTA Mr Federico Silva CITIES FEUCA P113426 ACTV RE 02/09/2009 12/31/2012 0.05 0.13 0.07 RICA:NEIGHBOURHOOD IMPROVMNT AND SLUM ERADICATION TF093616 LCR IMPLEMENTATION Mr Erick C.M. FCPFR LCSAR P116291 ACTV BE 01/15/2009 12/31/2020 (0.07) SUPPORT Fernandes TF093616 LCR IMPLEMENTATION Mr Erick C.M. FCPFR LCSAR P123702 ACTV BE 01/15/2009 12/31/2020 0.25 0.07 0.10 SUPPORT Fernandes TF094233 COSTA RICA PUBLIC ASSET Mr Armando Eduardo GFD LCSDU P111926 ACTV BE 12/21/2007 12/31/2013 0.06 0.00 CATASTROPHE RISK Guzman Escobar INSURANCE FACILITY TF095688 SFLAC IFC-A2F Mr Eduardo Wallentin SFLAC CLAAS IFC-005 ACTV BET 11/10/2009 06/30/2014 0.04 0.09 TF097000 DM09-1041 Adaptive Natural Mr Drew von Glahn DM WBIIN P121134 ACTV RE 01/15/2011 12/31/2012 0.10 0.10 Resources Management for reducing TF097089 Costa Rica: (RETF) Pilot Mr Armando Eduardo GFD LCSDU P122206 ACTV RE 02/10/2011 06/14/2013 0.08 0.05 0.13 Project on Early Warning Guzman Escobar Systems fo TF097139 IDF: Costa Rica - Integration of Mr Armando Eduardo IDF LCSDU P120320 ACTV RE 10/18/2010 10/18/2013 0.32 0.05 0.08 Disaster Risk Information i Guzman Escobar TF097160 Costa Rica: Pilot Project on Mr Armando Eduardo GFD LCSDU P122206 ACTV BE 06/09/2010 06/14/2013 0.00 0.01 Early Warning Systems for Guzman Escobar Hydro TF099420 Strengthening and improving Mr Joao Nuno Vian IDF LCSPT P120608 ACTV RE 08/18/2011 08/18/2014 0.30 the performance of the public Lanceiro da Veiga pr Ma TF099742 Innovative Funding Mr Marcelo Becerra SFLAC LCSHE P123146 ACTV BE 05/15/2011 12/31/2012 0.00 0.12 Mechanisms and Governance Structures in H Page 9 of 12 Country : Costa Rica IBRD/IDA Trust Funds 13. List of all Active Grants in, FY11 - FY13 Q2 Amounts in $million Fund TTL Mng Grt Grt Agrmt Fund Fund Name Progm Project tatus lsng Date Fund Bal FY11 FY12 FY13 Q2 Name Unit ype Date Grand Total 6.27 7.97 0.59 1.05 14. List of all Active BETF Grants in, FY11 - FY13 Q2 Amounts in $million Fund TTL Mng Grt Grt Agrmt Fund Fund Name Progm Project tatus Clsng Date Fund Bal FY11 FY12 FY13 Q2 Name Unit ype Date TF011051 PMR - Country Delivery Ms Xueman Wang PMR CPFCF # ACTV BEP 10/17/2011 06/30/2020 0.02 Support and Advisory Services TF011378 Costa Rica - PMR Bank Mr Gregor V. Wolf PMR LCSEG P129352 ACTV BEA 12/09/2011 06/30/2020 0.10 0.12 0.13 Executed Grant TF011672 LCR PMR Bank Executed Mr Chandra Shekhar PMR LCSEG P129352 ACTV BEU 01/24/2012 06/30/2017 0.01 0.03 Sinha TF011933 Costa Rica #10273 Mr Juan Buchenau FIRST LCSPF P130914 ACTV BEA 03/01/2012 04/30/2013 0.04 0.04 0.04 Financial Crisis Simulation Hoth Program TF012706 Costa Rica #10275 Ms Rekha Reddy FIRST LCSPF P132213 ACTV BEA 06/29/2012 04/30/2013 0.10 0.05 Development of Capital Markets TF013640 Wealth Accounting and Mr Christian Albert WAV LCSEN P143484 ACTV BEA 11/12/2012 06/30/2015 0.10 Valuation of Ecosystem Peter Services - Cost TF013758 Costa Rica ER PIN Mr Erick C.M. CAR LCSAR P123702 ACTV BEA 12/07/2012 12/31/2013 0.20 Fernandes Page 10 of 12 Country : Costa Rica IBRD/IDA Trust Funds 14. List of all Active BETF Grants in, FY11 - FY13 Q2 Amounts in $million Fund TTL Mng Grt Grt Agrmt Fund Fund Name Progm Project tatus Clsng Date Fund Bal FY11 FY12 FY13 Q2 Name Unit ype Date TF053587 IFC/GEF- Ms Stacy A. Swann GEFIA CDFEB IFC-0053 ACTV BET 05/04/2004 06/30/2014 ENVIRONMENTAL BUSINESS FINANCE PROGRAM (EBFP) PROJEC TF093616 LCR IMPLEMENTATION Mr Erick C.M. FCPFR LCSAR P116291 ACTV BEP 01/15/2009 12/31/2020 (0.07) SUPPORT Fernandes TF093616 LCR IMPLEMENTATION Mr Erick C.M. FCPFR LCSAR P123702 ACTV BEP 01/15/2009 12/31/2020 0.25 0.07 0.10 SUPPORT Fernandes TF094233 COSTA RICA PUBLIC Mr Armando Eduardo GFDRR LCSDU P111926 ACTV BEA 12/21/2007 12/31/2013 0.06 0.00 ASSET CATASTROPHE Guzman Escobar RISK INSURANCE FACILITY TF095688 SFLAC IFC-A2F Mr Eduardo Wallentin SFLAC CLAAS IFC-0058 ACTV BET 11/10/2009 06/30/2014 0.04 0.09 TF097160 Costa Rica: Pilot Project on Mr Armando Eduardo GFDRR LCSDU P122206 ACTV BEA 06/09/2010 06/14/2013 0.00 0.01 Early Warning Systems for Guzman Escobar Hydro TF099742 Innovative Funding Mr Marcelo Becerra SFLAC LCSHE P123146 ACTV BEA 05/15/2011 12/31/2012 0.00 0.12 Mechanisms and Governance Structures in H Grand Total 0.55 0.18 0.47 0.46 15. List of all Closed Grants in, FY11 - FY13 Q2 Amounts in $million Grt Mng Projec Grt Clsng Fund FY13 Fund Fund Name Fund TTL Name Progm tatus Agrmt FY11 FY12 Unit t ype Date Bal Q2 Date Page 11 of 12 Country : Costa Rica IBRD/IDA Trust Funds 15. List of all Closed Grants in, FY11 - FY13 Q2 Amounts in $million Grt Mng Projec Grt Clsng Fund FY13 Fund Fund Name Fund TTL Name Progm tatus Agrmt FY11 FY12 Unit t ype Date Bal Q2 Date TF094486 COSTA RICA: FCPF READINESS Mr Erick C.M. FCPF LCSA P123702 LCLS REO 07/09/200 07/31/201 (0.06) 0.02 GRANT Fernandes TF096216 Disaster Risk Management for Water Mr Armando WPP LCSD P111926 LCLS BEA 03/15/201 03/31/201 (0.03) 0.02 and Sanitation Systems in Eduardo Guzman Escobar TF096449 FIRST #9048 Costa Rica Financial Mr Juan Buchenau FIRST LCSPF P121422 LCLS BEA 03/15/201 06/30/201 (0.16) 0.01 0.06 Crisis Simulation Program Hoth Grand Total (0.25) 0.03 0.08 16. List of Grants in pipeline as of, FY11 - FY13 Q2 Amounts in $million GFR Status Execution Amount No. Draft Recipient Executed 3.40 2 Grand Total 3.4 2 Page 12 of 12