The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Modernization of Water Supply and Sanitation Services (P157043) LATIN AMERICA AND CARIBBEAN | Peru | Water Global Practice | IBRD/IDA | Investment Project Financing | FY 2019 | Seq No: 2 | ARCHIVED on 03-Apr-2019 | ISR36268 | Implementing Agencies: Republic of Peru, Technical Organization for the Administration of WSS Services (OTASS) Key Dates Key Project Dates Bank Approval Date: 26-Jul-2018 Effectiveness Date: -- Planned Mid Term Review Date: 30-Apr-2021 Actual Mid-Term Review Date: -- Original Closing Date: 31-Dec-2023 Revised Closing Date: 31-Dec-2023 pdoTable Project Development Objectives Project Development Objective (from Project Appraisal Document) The proposed Development Objective is to increase access to, and quality of, water and sanitation services in selected areas, and develop the Borrower’s sectoral institutions and participating EPS management capacity to provide efficient water and sanitation services. Has the Project Development Objective been changed since Board Approval of the Project Objective? No Components Table Name Improving Governance of Water Supply and Sanitation Service Providers:(Cost $38.73 M) Improving and Expanding Water Supply and Sanitation Services in the Participating EPS:(Cost $151.52 M) General Project Administration:(Cost $9.75 M) Overall Ratings Name Previous Rating Current Rating Progress towards achievement of PDO Moderately Satisfactory Moderately Satisfactory Overall Implementation Progress (IP) Moderately Satisfactory Moderately Satisfactory Overall Risk Rating Substantial Substantial Implementation Status and Key Decisions The Loan for the Modernization of Water Supply and Sanitation Services was approved by the Board on July 26, 2018, and signed by the Republic of Peru and the World Bank on January 28, 2019. Subsequent Declaration of Effectiveness is expected to take place by the end of April 2019. Conditions of effectiveness are: (i) execution of the Cooperation Agreement by the relevant parties (OTASS and PNSU), (ii) creation of the OTASS- PIU 3, and (iii) adoption of the operations manual. The teams are working on project implementation readiness and the preparation of terms of reference as well as advancing national procedures to be ready to start Project activities once Effectiveness has been declared and the rest of the institutional arrangements are in place. 4/3/2019 Page 1 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Risks Systematic Operations Risk-rating Tool Risk Category Rating at Approval Previous Rating Current Rating Political and Governance Moderate Moderate Moderate Macroeconomic Low Low Low Sector Strategies and Policies Moderate Moderate Moderate Technical Design of Project or Program Moderate Moderate Moderate Institutional Capacity for Implementation and Sustainability High High High Fiduciary Substantial Substantial Substantial Environment and Social Moderate Moderate Moderate Stakeholders High High High Other -- -- -- Overall Substantial Substantial Substantial Results PDO Indicators by Objectives / Outcomes Improve access to, and quality of, water and sanitation services in selected areas IN00678573 ►People provided with access to improved water sources (Number, Corporate) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 161,000.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678575 A.2. Of which female (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 80,661.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678577 ►People provided with access to improved sanitation services (Number, Corporate) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 93,000.00 4/3/2019 Page 2 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678580 B.2. Of which female (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 46,593.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 Develop Borrower’s sectoral institutions and EPS's mngmt capacity to provide efficient WSS services IN00678574 ►C. Working ratio reduced in selected utilities (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 6.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678576 C.1. Working ratio reduced in SEDAPAR (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 77.49 77.49 77.49 62.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2022 IN00678578 C.2. Working ratio reduced in SEDACUSCO (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 75.09 75.09 75.09 65.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2022 IN00678579 C.3. Working ratio reduced in EMAPACOP (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 83.13 83.13 83.13 65.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2022 IN00678581 C.4. Working ratio reduced in SEMAPA Barranca (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 127.16 127.16 127.16 75.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2022 IN00678582 C.5. Working ratio reduced in EMAPA Huaral (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 103.89 103.89 103.89 75.00 4/3/2019 Page 3 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2022 IN00678583 C.6. Working ratio reduced in EMAPA Huacho (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 96.09 96.09 96.09 70.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2022 IN00678584 ►D. Nonrevenue water reduction achieved in selected utilities (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 6.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678585 D.1. Nonrevenue water reduction achieved in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 34.13 34.13 34.13 27.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2022 IN00678586 D.2. Nonrevenue water reduction achieved in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 37.81 37.81 37.81 32.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2022 IN00678587 D.3. Nonrevenue water reduction achieved in EMAPACOP (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 45.98 45.98 45.98 35.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2022 IN00678588 D.4. Nonrevenue water reduction achieved in SEMAPA Barranca (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 60.04 60.04 60.04 40.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2022 IN00678589 D.5. Nonrevenue water reduction achieved in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 38.60 38.60 38.60 32.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2022 IN00678590 D.6. Nonrevenue water reduction achieved in EMAPA Huacho (Percentage, Custom Breakdown) 4/3/2019 Page 4 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Baseline Actual (Previous) Actual (Current) End Target Value 34.02 34.02 34.02 29.00 Date 15-Feb-2018 26-Oct-2018 02-Apr-2019 30-Jun-2022 IN00678591 ►E. Percentage of population served by service provider regulated by SUNASS (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 63.00 63.00 63.00 80.00 Date 30-Mar-2017 26-Oct-2018 02-Apr-2019 30-Jun-2023 Intermediate Results Indicators by Components Improving Governance of Water Supply and Sanitation Service Providers IN00678592 ►3. Development and integration of a performance-based mechanism in utilities' planning tools (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 6.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678594 ►4. Comprehensive budgeting, planning and monitoring MIS established and operationalized (Yes/No, Custom) Baseline Actual (Previous) Actual (Current) End Target Value No No No Yes Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678603 ►6. Number of utilities (EPS) supported by the Project that use gender-sensitive messages in their sanitary education activities (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 6.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 Improving and Expanding Water Supply and Sanitation Services in the participating EPS IN00678593 ►1.1. New piped household water connections that are resulting from the Project intervention (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 23,239.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678595 4/3/2019 Page 5 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) ►1.2. New household sewerage connections that are resulting from the Project intervention (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 19,418.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678596 ►2.1. Piped household water connections that are benefiting from rehabilitation works undertaken by the Project (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 14,791.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678597 ►2.2. Household sewerage connections that are benefiting from rehabilitation works undertaken by the Project (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 7,364.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678598 ►5. Customer satisfaction increased in selected utilities (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 8.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678599 5.1. Customer satisfaction in SEDAPAR (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 68.00 68.00 68.00 85.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678600 5.2. Customer satisfaction in SEDACUSCO (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 78.00 78.00 78.00 85.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678601 5.3. Customer satisfaction in EMAPACOP (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 66.00 66.00 66.00 75.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678602 5.4. Customer satisfaction in SEMAPA BARRANCA (Number, Custom Breakdown) 4/3/2019 Page 6 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Baseline Actual (Previous) Actual (Current) End Target Value 64.00 64.00 64.00 75.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678604 5.5. Customer satisfaction in EMAPA HUARAL (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 67.00 67.00 67.00 75.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678605 5.6. Customer satisfaction in EMAPA HUACHO (Number, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 61.00 61.00 61.00 75.00 Date 13-Mar-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678606 ►7. Operating margin increased in selected utilities. (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 5.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678607 7.1 Operating margin reduced in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 2.80 2.80 2.80 10.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678608 7.2 Operating margin reduced in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 16.50 16.50 16.50 21.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678609 7.3 Operating margin reduced in EMAPACOP (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 8.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678610 7.4 Operating margin reduced in SEMAPA BARRANCA (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target 4/3/2019 Page 7 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Value 4.40 4.40 4.40 10.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678611 7.5 Operating margin reduced in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.60 0.60 0.60 8.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678612 7.6 Operating margin reduced in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 5.70 5.70 5.70 12.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678613 ►8. Return on Assets (ROA) increased in selected utilities (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 3.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678614 8.1 ROA increased in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 1.30 1.30 1.30 3.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678615 8.2 ROA increased in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 2.20 2.20 2.20 7.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678616 8.3 ROA increased in EMAPACOP (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 3.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678617 8.4 ROA increased in SEMAPA Barranca (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.20 0.20 0.20 3.00 4/3/2019 Page 8 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678618 8.5 ROA increased in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 3.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678619 8.6 ROA increased in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.60 0.60 0.60 4.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678620 ►9. Return on Equity (ROE) increased in selected utilities. (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 2.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678621 9.1 ROE increased in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 1.60 1.60 1.60 4.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678622 9.2 ROE increased in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 7.10 7.10 7.10 8.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678623 9.3 ROE increased in EMAPACOP (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.10 0.10 0.10 4.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678624 9.4 ROE increased in SEMAPA Barranca (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value -2.70 2.70 2.70 2.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678625 9.5 ROE increased in EMAPA Huaral (Percentage, Custom Breakdown) 4/3/2019 Page 9 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 4.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678626 9.6 ROE increased in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 0.90 0.90 0.90 5.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678627 ►10. Metering increased in selected utilities (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 5.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678628 10.1 Metering increased in SEDAPAR (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 80.00 80.00 80.00 90.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678629 10.2 Metering increased in SEDACUSCO (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 89.00 89.00 89.00 94.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678630 10.3 Metering increased in SEMAPA Barranca (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 15.00 15.00 15.00 70.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678631 10.4 Metering increased in EMAPA Huaral (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target Value 26.00 26.00 26.00 70.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 IN00678632 10.5 Metering increased in EMAPA Huacho (Percentage, Custom Breakdown) Baseline Actual (Previous) Actual (Current) End Target 4/3/2019 Page 10 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Value 80.00 80.00 80.00 90.00 Date 13-Jun-2018 26-Oct-2018 02-Apr-2019 30-Jun-2023 Data on Financial Performance Disbursements (by loan) Project Loan/Credit/TF Status Currency Original Revised Cancelled Disbursed Undisbursed % Disbursed Not P157043 IBRD-88990 USD 70.00 70.00 0.00 0.00 70.00 0% Effective Key Dates (by loan) Project Loan/Credit/TF Status Approval Date Signing Date Effectiveness Date Orig. Closing Date Rev. Closing Date Not P157043 IBRD-88990 26-Jul-2018 28-Jan-2019 -- 31-Dec-2023 31-Dec-2023 Effective Cumulative Disbursements 4/3/2019 Page 11 of 12 The World Bank Implementation Status & Results Report Modernization of Water Supply and Sanitation Services (P157043) Restructuring History There has been no restructuring to date. Related Project(s) There are no related projects. 4/3/2019 Page 12 of 12