The World Bank Report No: ISR15542 Implementation Status & Results India IN Uttar Pradesh Water Sector Restructuring Project Phase 2 (P122770) Public Disclosure Copy Operation Name: IN Uttar Pradesh Water Sector Restructuring Project Phase 2 Project Stage: Implementation Seq.No: 3 Status: ARCHIVED Archive Date: 11-Aug-2014 (P122770) Country: India Approval FY: 2014 Product Line: IBRD/IDA Region: SOUTH ASIA Lending Instrument: Specific Investment Loan Implementing Agency(ies): Uttar Pradesh Irrigation Department, GoUP, Lucknow Key Dates Board Approval Date 28-Aug-2013 Original Closing Date 31-Oct-2020 Planned Mid Term Review Date 31-Oct-2016 Last Archived ISR Date 18-Mar-2014 Effectiveness Date 10-Dec-2013 Revised Closing Date 31-Oct-2020 Actual Mid Term Review Date Project Development Objectives Project Development Objective (from Project Appraisal Document) The Project Development objectives are to strengthen the institutional and policy framework for integrated water resources management for the entire State and increase agricultural productivity and water productivity by supporting farmers in targeted irrigation areas. Has the Project Development Objective been changed since Board Approval of the Project? Yes No Component(s) Component Name Component Cost Component A: Strengthening of State-Level Water Institutions and Inter-Sector Coordination 15.00 Component B: Modernization and Rehabilitation of Irrigation and Drainage System 326.00 Component C: Consolidation and Enhancement of Irrigation Institutional Reforms 42.00 Component D: Enhancing Agriculture Productivity and On-Farm Water Management 32.00 Component E: Feasibility Studies and Preparation Activities for the Next Phase 2.00 Public Disclosure Copy Component F: Project Coordination and Monitoring 23.00 Overall Ratings Previous Rating Current Rating Progress towards achievement of PDO Satisfactory Satisfactory Overall Implementation Progress (IP) Satisfactory Satisfactory Overall Risk Rating Substantial Substantial Implementation Status Overview Page 1 of 7 The World Bank Report No: ISR15542 To date, about US$65 million in contracts are committed and about US$ 18.2 million have been disbursed. Rehabilitation and modernization works have commenced in two major irrigation systems (PLGC and Bundelkhand) and the survey and design consultancies for the remaining work packages are on-going. The Uttar Pradesh Water Management and Regulatory Commission Act was passed by the Uttar Pradesh Legislature in March 2014. Several other procurements are in the advanced stages. This includes the project monitoring and evaluation consultancy (for PACT), Third Party Construction Quality Control and Technical Examination of Rehabilitation & Modernization Works consultancy, the river Public Disclosure Copy basin assessment consultancy for State Water Resources Agency (SWARA), and flood forecasting and inundation mapping consultancy (for UPID). With respect to the activities to support the Participatory Irrigation Management Act, the State Institute of Rural Development (SIRD) has begun its awareness campaign, the Water and Land Management Institute (WALMI) has delivered several PIM training activities to UPID officers, and exposure visits to water users associations (WUAs) in Gujarat have been organized. Locations No Location data has been entered Results Project Development Objective Indicators Indicator Name Core Unit of Measure Baseline Current End Target Eight river basin assessments and plans Number Value 1.00 1.00 8.00 completed Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Comments Under Phase 1, a detailed Consultancy assignment for assessment, basin plans, and remaining river basin decision support system assessments is in the (DSS) tool was developed for procurement process the Ghaghra-Gomti Basin. This was undertaken by SMEC. Under Phase 2, a similar activity will be taken up for the remaining 7 basins in the State. Operational water user associations created Number Value 0.00 0.00 900.00 and/or strengthened (number) Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Comments According to UPWSRP 1 Training on voters list Final impact assessment preparation completed. Public Disclosure Copy report (2010), none of the Election process has yet to WUAs established were fully begin for project year 1 area. functional. The rating metric Govt approval awaited for will be developed by the M&E ToR for community agency in partnership with mobilizers. UPID and WUAs at inception of the project. It could include criteria on, forexample, board election, number of meetings held, maintenance of all Page 2 of 7 The World Bank Report No: ISR15542 essential records, independent fund generation, ability to distribute the water properly, desilting of canals, Public Disclosure Copy and with members understanding the responsibilities of WUAs Increase in crop yields in project areas Tones/year Value 2.90 2.90 4.30 Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Comments The unit of measure should This will be tracked on a The unit of measure should be Tons/hectare. Baseline yearly basis by the M&E be Tons/hectare. End Target value in Tons/ha for Paddy is consultancy once in place. value in Tons/ha for Paddy is shown here. shown here. Increase in crop yields in project areas: Wheat Tones/year Value 2.50 2.50 3.80 Sub Type Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Breakdown Comments The unit of measure should This will be tracked on a The unit of measure should be Tons/hectare. Baseline yearly basis by the M&E be Tons/hectare. End Target value in Tons/ha for Wheat is consultancy once in place. value in Tons/ha for Wheat is shown here. shown here. Increase in crop yields in project areas: Pulses Tones/year Value 0.50 0.50 0.85 Sub Type Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Breakdown Comments The unit of measure should This will be tracked on a The unit of measure should be Tons/hectare. Baseline yearly basis by the M&E be Tons/hectare. End Target value in Tons/ha for Pulses is consultancy once in place. value in Tons/ha for Pulses is shown here. shown here. Increase in crop yields in project areas: Oilseed Tones/year Value 0.75 0.75 1.00 Sub Type Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Breakdown Comments The unit of measure should This will be tracked on a The unit of measure should be Tons/hectare. Baseline yearly basis by the M&E be Tons/hectare. End Target value in Tons/ha for Oilseed consultancy once in place. value in Tons/ha for Oilseed is shown here. is shown here. Public Disclosure Copy Percentage increase of agricultural output in Percentage Value 0.00 0.00 68.00 the project areas Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Comments The baseline value is This will be tracked on a assessed at 9.3 Rs billion on yearly basis by the M&E the basis of the economic and consultancy once in place. financial analysis of the project. Percentage increase in system-wide water use Percentage Value 0.00 0.00 30.00 productivity in project areas Date 01-Jul-2013 06-Dec-2013 30-Jun-2020 Page 3 of 7 The World Bank Report No: ISR15542 Comments Baseline will be generated This will be tracked on a from the initial work by RSAC yearly basis by the M&E and discharge data by UPID consultancy once in place. and will be confirmed by the Public Disclosure Copy M&E agency. Targetis set according to results observed under UPWSP Phase 1 project (ICR report, 2012) Intermediate Results Indicators Indicator Name Core Unit of Measure Baseline Current End Target Improved Knowledge base and analytical Number Value 0.00 0.00 1.00 capacity for integrated water resources Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 management Comments RFP in process for integrated water information data system (IWRIS). RFP for river basin assessments in advanced stage of procurement. Improved flood forecasting capacity for the Number Value 0.00 0.00 1.00 Rapti Basin Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Comments Flood management Activity moved to UPID. information system created Flood forecasting consultancy and producing annual flood to be finalized. reports for Rapti Basin Engineers trained on modern participatory Number Value 0.00 0.00 1030.00 approaches at WALMI Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Comments WALMI program yet to be initiated. Director for WALMI to be hired by end July 2014 Improved area provided with irrigation and Hectare(Ha) Value 0.00 0.00 465000.00 drainage services (ha) Public Disclosure Copy Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Comments PLGC works near completion. Bundelkhand area works on- going. Haidergarh system bid to be finalized. Water users provided with new/improved Number Value 0.00 0.00 570000.00 irrigation and drainage services (number) Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Page 4 of 7 The World Bank Report No: ISR15542 Comments Assuming 1.23 farmer family WUA election process yet to per ha of land and one water be initiated user per family. Public Disclosure Copy Water users provided with irrigation and Number Value 0.00 0.00 85000.00 drainage services - female (number) Sub Type Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Breakdown Comments WUA election process yet to be initiated Percentage reduction in area with water Percentage Value 0.00 0.00 75.00 logging problems Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Comments Baseline will be generated by PLGC works near completion. RSAC. Target is set Bundelkhand area works on- according to results observed going. Haidergarh system bid under UPWSRP Phase 1 to be finalized. project (ICR report, 2012). Increase in irrigation intensity Percentage Value 59.00 59.00 75.00 Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Comments PLGC works near completion. Bundelkhand area works on- going. Haidergarh system bid to be finalized. Groundwater management plan prepared Number Value 0.00 0.00 1.00 Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Comments DWLRs installation tender to be completed in July 2014. To expedite Consul. Services for the dev’t and implementation of Ground Water Information System. PIM support cells established within UPID Number Value 0.00 3.00 21.00 Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Public Disclosure Copy Comments PIM support cells established The 21 divisions where a PIM for project year 1 areas Division Cell will need to be formed include: Narora, Kasganj, Farrukhabad, Etah, LGC Mainpuri, Kannauj, LGC Kanpur, Kanpur Dehat, Fatehpur, LGC Fatehpur, LGC Etawah, Auraiya, LGC Etawah Bhognipur, Page 5 of 7 The World Bank Report No: ISR15542 Kaushambi, Lalitpur, and ICD Lucknow. Performance monitoring system of UPID Number Value 0.00 0.00 1.00 engineers in place in phase 1 area and utilized Public Disclosure Copy Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Comments Performance monitoring Bid process of monitoring system of UPID engineers in system for canal discharge to place in phase 1 areas and be finalized. utilized Percentage increase in WUAs assessing Percentage Value 0.00 0.00 60.00 service delivery by UPID as satisfactory in Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 phase 1 project area Comments Baseline will be generated by WUA election process yet to M&E agency. be initiated Percentage of water users associations (minor Percentage Value 52.60 52.60 100.00 level) with transfer of O&M funds Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Comments Calculated as the percentage WUA election process yet to of WUAs (minor level) to be initiated which MNREGA funds are transferred Farmer Water Schools established Number Value 0.00 0.00 5520.00 Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Comments Baseline calculated as the EOI and TOR to be reviewed percentage of WUAs (minor by WB for competitive level) to which MNREGA bidding. funds are transferred and will be revisited by the M&E agency. Clients who have adopted an improved agr. Number Value 0.00 0.00 71775.00 technology promoted by the project Date 01-Jul-2013 01-Jun-2014 30-Jun-2020 Comments To follow establishment of Defined as the number of Farmer Water Schools farmers who have adopted Public Disclosure Copy improved water management and crop production technologies out of those exposed to such practices. Adoption rate will be determined from randomized field surveys. Data on Financial Performance (as of 10-Jul-2014) Financial Agreement(s) Key Dates Page 6 of 7 The World Bank Report No: ISR15542 Project Ln/Cr/Tf Status Approval Date Signing Date Effectiveness Date Original Closing Date Revised Closing Date P122770 IDA-52980 Effective 28-Aug-2013 24-Oct-2013 10-Dec-2013 31-Oct-2020 31-Oct-2020 Disbursements (in Millions) Public Disclosure Copy Project Ln/Cr/Tf Status Currency Original Revised Cancelled Disbursed Undisbursed % Disbursed P122770 IDA-52980 Effective XDR 239.40 239.40 0.00 13.62 225.78 6.00 Disbursement Graph Key Decisions Regarding Implementation UPID has approved the proposal on the constitution of a dedicated Flood Management and Information System (FMIS) Centre and associated activities. FMIS-related works has commenced. GoUP has passed an Act in the State Assembly for the establishment of the Uttar Pradesh Water Management and Regulatory. Public Disclosure Copy Restructuring History There has been no restructuring to date. Related Projects There are no related projects. Page 7 of 7