The World Bank Implementation Status & Results Report Uttarakhand Water Supply Program for Peri Urban Areas (P158146) Uttarakhand Water Supply Program for Peri Urban Areas (P158146) SOUTH ASIA | India | Water Global Practice | Requesting Unit: SACIN | Responsible Unit: SSAW1 IBRD/IDA | Program-for-Results Financing | FY 2018 | Team Leader(s): Smita Misra Seq No: 5 | ARCHIVED on 05-Nov-2019 | ISR38589 | Created by: Smita Misra on 17-Sep-2019 | Modified by: Smita Misra on 24-Oct-2019 Program Development Objectives Program Development Objective (from Program Appraisal Document) The Program Development Objective (PDO) is to increase access to improved water supply services in peri-urban areas in Uttarakhand. Description: In recent years Uttarakhand has experienced rapid urbanization which has led to the rise of significant peri-urban areas that, while classified as rural, are effectively urban in nature (in terms of density of population, the structure of the economy, and aspirations of the people). Improving water supply services in these peri-urban areas is a priority for the state as it is struggling with rapidly growing population and poor water supply services in these areas. These peri-urban areas of cities, for example Dehradun, Haridwar, Rishikesh, Roorkee, Haldwani, have very low coverage of about 30% to 40% household connections for water supply. This project will incentivize the water supply service improvement program for such rapidly expanding peri-urban areas in Uttarakhand and also show the way for such challenging areas that are increasingly part of the landscape of India and other countries. Overall Ratings Name Previous Rating Current Rating Progress towards achievement of PDO ►Satisfactory ►Satisfactory Overall Implementation Progress (IP) ►Satisfactory ►Satisfactory Implementation Status and Key Decisions There is good momentum in addressing challenges of water supply program for the rapidly expanding peri-urban areas in Uttarakhand. The program is focusing on increasing connections and improving water supply services, supported by improved water policy, master-plans and monitoring and evaluation program for the peri-urban areas. Data on Financial Performance Disbursements (by loan) Project Loan/Credit/TF Status Currency Original Revised Cancelled Disbursed Undisbursed % Disbursed P158146 IBRD-88050 Effective USD 120.00 120.00 0.00 15.30 104.70 13% Key Dates (by loan) 11/5/2019 Page 1 of 9 The World Bank Implementation Status & Results Report Uttarakhand Water Supply Program for Peri Urban Areas (P158146) Project Loan/Credit/TF Status Approval Date Signing Date Effectiveness Date Orig. Closing Date Rev. Closing Date P158146 IBRD-88050 Effective 04-Jan-2018 22-Jan-2018 08-Mar-2018 31-Dec-2023 31-Dec-2023 DLI Disbursement Achievement Disbursed amount in Disbursement % for DLI ID DLI Type Description Coc DLI Amount Status Coc DLI Loan: IBRD88050-001 DLI1 No of Water Con Impr 1 Regular USD 40,500,000.00 Not Achieved 0.00 Water Peri Urb DLI2 Sust of Water Supply 2 Regular USD 33,030,000.00 Not Achieved 0.00 SD Peri Urb DLI3 Imp Prg Policy Peri 3 Regular USD 14,000,000.00 Fully Achieved 14,000,000.00 1% Urban DLI4 Str Prg ME sys Peri Partially 4 Regular USD 20,000,000.00 1,000,000.00 20 % Urban Achieved 5 Regular DLI5 No of Appr Master Plan USD 12,170,000.00 Not Achieved 0.00 Program Action Plan Action Description Safeguards: Develop and implement environment and social risk screening mechanisms for assessing impact of program investments Source DLI# Responsibility Timing Timing Value Status SWSM/SPSU Due Date 08-Jun-2018 Completed Completion Measurement Comments Action Description Fiduciary: (a) Develop and institute robust grievance redressal mechanism. Source DLI# Responsibility Timing Timing Value Status SWSM/SPSU Due Date 08-Mar-2019 In Progress Completion Measurement Comments 11/5/2019 Page 2 of 9 The World Bank Implementation Status & Results Report Uttarakhand Water Supply Program for Peri Urban Areas (P158146) Action Description Fiduciary (b) Develop and implement vigilance system at all levels of Implementing Agencies Source DLI# Responsibility Timing Timing Value Status SWSM/SPSU Due Date 08-Mar-2019 In Progress Completion Measurement Comments Action Description Fiduciary (c) Develop and implement Integrated Program MIS (procurement, finance and contract management system) Source DLI# Responsibility Timing Timing Value Status SWSM/SPSU Due Date 08-Mar-2019 In Progress Completion Measurement Comments Action Description (d) Implement computerized accounting systems and accounting reforms in UJN and UJS in all divisions Source DLI# Responsibility Timing Timing Value Status UJN, UJS, and Due Date 08-Mar-2020 In Progress SWSM/SPSU Completion Measurement Comments Action Description (e) Develop and operationalise MTEF for the sector Source DLI# Responsibility Timing Timing Value Status SWSM/SPSU Due Date 08-Mar-2019 In Progress Completion Measurement Comments Action Description Timely Reporting on progress and achievements of DLIs Source DLI# Responsibility Timing Timing Value Status 11/5/2019 Page 3 of 9 The World Bank Implementation Status & Results Report Uttarakhand Water Supply Program for Peri Urban Areas (P158146) SWSM/SPSU Recurrent Semi-Annually In Progress Completion Measurement Comments Risks Systematic Operations Risk-rating Tool Risk Category Rating at Approval Previous Rating Current Rating Political and Governance ►Moderate ►Moderate ►Moderate Macroeconomic ►Low ►Low ►Low Sector Strategies and Policies ►Substantial ►Substantial ►Substantial Technical Design of Project or Program ►Moderate ►Moderate ►Moderate Institutional Capacity for Implementation and Sustainability ►Substantial ►Substantial ►Substantial Fiduciary ►Substantial ►Substantial ►Substantial Environment and Social ►Moderate ►Moderate ►Moderate Stakeholders ►Moderate ►Moderate ►Moderate Other ►Substantial ►Substantial ►Substantial Overall ►Substantial ►Substantial ►Substantial Results PDO Indicators by Objectives / Outcomes Increased access to improved water supply services in peri-urban areas IN00745089 ►Number of people receiving improved water supply services in peri-urban areas (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 436,800.00 Date 08-Mar-2018 03-Jun-2019 06-Sep-2019 31-Dec-2023 Comments IN00745092 ►Number of people receiving improved water supply services in peri-urban areas- female (Number, Custom) 11/5/2019 Page 4 of 9 The World Bank Implementation Status & Results Report Uttarakhand Water Supply Program for Peri Urban Areas (P158146) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 218,400.00 Date 08-Mar-2018 03-Jun-2019 06-Sep-2019 31-Dec-2023 Comments IN00745094 ►Increase in women staff hired by sector agencies (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 2.00 2.00 2.00 20.00 Date 03-Jun-2019 03-Jun-2019 06-Sep-2019 31-Dec-2023 Comments Increased access to improved water supply services in peri-urban areas IN00745090 ►Number of beneficiaries (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 436,800.00 Date 08-Mar-2018 03-Jun-2019 03-Jun-2019 31-Dec-2023 Comments IN00745093 ►Number of beneficiaries- female (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 218,400.00 Date 08-Mar-2018 19-Dec-2018 19-Dec-2018 31-Dec-2023 Comments IN00745095 ►Increase in women staff hired by sector agencies (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 2.00 2.00 2.00 20.00 Date 05-Aug-2019 05-Aug-2019 05-Aug-2019 31-Dec-2023 Comments Improved policy, planning and M&E systems for water supply program in peri-urban areas IN00745091 ►Number of peri-urban areas with improved policy, planning and M&E systems implemented (Number, Custom) 11/5/2019 Page 5 of 9 The World Bank Implementation Status & Results Report Uttarakhand Water Supply Program for Peri Urban Areas (P158146) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 30.00 Date 08-Mar-2018 19-Dec-2018 19-Dec-2018 31-Dec-2023 Comments Intermediate Results Indicators by Results Areas Result Area 1: Increased access to improved water supply services in peri-urban areas IN00745096 ►Number of water connections providing improved water supply services in peri-urban areas (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 87,757.00 Date 08-Mar-2018 03-Jun-2019 06-Sep-2019 31-Dec-2023 Comments IN00745098 ►Sustainability of water supply service delivery in peri-urban areas (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 81.40 Date 08-Mar-2018 03-Jun-2019 06-Sep-2019 31-Dec-2023 Comments IN00745100 ►Customer satisfaction with improved water supply services (Percentage, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 70.00 Date 08-Mar-2018 03-Jun-2019 06-Sep-2019 31-Dec-2023 Comments IN00745102 ►Number of hours per day per household saved due to water connection – female (Hours, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 0.50 Date 08-Mar-2018 03-Jun-2019 06-Sep-2019 31-Dec-2023 Comments 11/5/2019 Page 6 of 9 The World Bank Implementation Status & Results Report Uttarakhand Water Supply Program for Peri Urban Areas (P158146) Result Area 2: Improved policy, planning and M&E systems for water supply program in peri-urban area IN00745097 ►Improved policy for water supply program in peri-urban areas (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Volumetric tariffs and Improved Water Policy for No specific water supply water connections policies Value Water Policy Finalized Peri-Urban Areas adopted policy for peri-urban areas implemented in all state-wide targeted peri-urban areas Date 08-Mar-2018 03-Jun-2019 06-Sep-2019 31-Dec-2023 Comments IN00745099 ►Strengthened M&E systems for water supply program in peri-urban areas (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target Review implementation of Existing M&E system is the M&E systems and Value limited in scope and does not In progress In progress identify required changes cover per-urban areas and future needs Date 08-Mar-2018 03-Jun-2019 06-Sep-2019 31-Dec-2023 Comments IN00745101 ►Number of approved master-plans for water supply in peri-urban areas (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 0.00 3.00 Date 08-Mar-2018 03-Jun-2019 06-Sep-2019 31-Dec-2023 Comments IN00745103 ►Annual report on water services performance in peri-urban areas (Text, Custom) Baseline Actual (Previous) Actual (Current) End Target No report on service Annual report prepared Value Not yet due Not yet due performance and published Date 08-Mar-2018 03-Jun-2019 06-Sep-2019 31-Dec-2023 Comments IN00745104 ►Number of training programs for women to enhance their capacity for involvement in water supply prog (Number, Custom) Baseline Actual (Previous) Actual (Current) End Target Value 0.00 0.00 2.00 30.00 11/5/2019 Page 7 of 9 The World Bank Implementation Status & Results Report Uttarakhand Water Supply Program for Peri Urban Areas (P158146) Date 08-Mar-2018 03-Jun-2019 06-Sep-2019 31-Dec-2023 Comments Disbursement Linked Indicators DLI_IND_TABLE ►DLI 1 Number of water connections providing improved water supply services in peri-urban areas (Output, 40,500,000.00, 0%) Baseline Actual (Previous) Actual (Current) 2018 to 2023 Value 0.00 0.00 0.00 -- Date -- 03-Jun-2019 06-Sep-2019 -- Not yet due Comments ►DLI 2 Sustainability of water supply service delivery in peri-urban areas (Output, 33,030,000.00, 0%) Baseline Actual (Previous) Actual (Current) 2018 to 2023 Value 0.00 0.00 0.00 -- Date -- 03-Jun-2019 06-Sep-2019 -- Comments ►DLI 3 Improved policy for water supply program in peri-urban areas (Output, 14,000,000.00, 0%) Baseline Actual (Previous) Actual (Current) 2018 to 2023 No specific WSS policy for Water Policy finalized and Value Water Policy Finalized -- peri-urban areas adopted state-wide Date -- 03-Jun-2019 06-Sep-2019 -- Comments ►DLI 4 Strengthened M&E system for water supply program in peri-urban areas (Output, 20,000,000.00, 0%) Baseline Actual (Previous) Actual (Current) 2018 to 2023 Existing M&E systems limited Value in scope and do not cover peri- In progress In progress -- urban areas Date -- 03-Jun-2019 06-Sep-2019 -- Comments 11/5/2019 Page 8 of 9 The World Bank Implementation Status & Results Report Uttarakhand Water Supply Program for Peri Urban Areas (P158146) ►DLI 5 Number of approved master-plans for water supply in peri-urban areas (Output, 12,170,000.00, 0%) Baseline Actual (Previous) Actual (Current) 2018 to 2023 Value 0.00 0.00 0.00 -- Date -- 03-Jun-2019 06-Sep-2019 -- Comments 11/5/2019 Page 9 of 9