Documents et rapports
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ROSC A&A Module B: Institutional Framework- B.2 Listed Companies (anglais)
The purpose of this questionnaire is to gain an understanding of the financial reporting requirements for companies whose equity or debt securities are listed for trading on a regulated market in a jurisdiction...
Type de document: Document de travail Numéro du rapport: 113015 Date du document: 1 janvier 2017 Mode de publication: Disclosed
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Nigeria - IOSCO objectives and principles of securities regulation detailed assessment of implementation (anglais)
The regulatory framework for securities markets in Nigeria has improved markedly since the 2002 Financial Sector Assessment Program (FSAP), and particularly in the last five years. Since the adoption of...
Type de document: Programme d’évaluation du secteur financier (FSAP) Numéro du rapport: 80731 Date du document: 1 mai 2013 Mode de publication: Disclosed
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Saudi Arabia - International Organization of Securities Commissions (IOSCO) objectives and principles of securities regulation : detailed assessment of observance (anglais)
The regulatory framework for the securities market in Saudi Arabia has significantly developed since the enactment of legislation to regulate the capital markets. The Capital Market Authority (CMA) has...
Type de document: Programme d’évaluation du secteur financier (FSAP) Numéro du rapport: 80737 Date du document: 1 septembre 2011 Mode de publication: Disclosed
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Self-regulation in securities markets (anglais)
This paper canvasses the trends in self-regulation and the role of self-regulation in securities markets in different parts of the world. The paper also describes the conditions in which self-regulation...
Type de document: Document de travail de recherche sur les politiques Numéro du rapport: WPS5542 Date du document: 1 janvier 2011 Mode de publication: Disclosed Auteur: Carson,John Wright
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Mexico - Detailed assessment on the implementation of the International Organization of Securities Commissions (IOSCO) objectives and principles of securities regulation (anglais)
The Mexican securities market is dominated by daily trading in short-term government debt securities, primarily through repo transactions among banks, brokers, institutions, and private investors. This...
Type de document: Document de travail Numéro du rapport: 79223 Date du document: 1 novembre 2006 Mode de publication: Disclosed
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Philippines - Financial Sector Assessment Program : IOSCO objectives and principles of securities regulation (anglais)
A joint World Bank/International Monetary Fund mission visited the Republic of the Philippines during the period October 8-23 and November 19-December 6, 2001 as part of the Financial Sector Assessment...
Type de document: Programme d’évaluation du secteur financier (FSAP) Numéro du rapport: 46540 Date du document: 1 juillet 2002 Mode de publication: Disclosed
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Philippines - Iosco objectives and principles of securities regulation (anglais)
A joint World Bank/International Monetary Fund mission visited the Republic of the Philippines during the period October 8-23 and November 19-December 6, 2001 as part of the Financial Sector Assessment...
Type de document: Document de travail Numéro du rapport: 29082 Date du document: 1 juillet 2002 Auteur: Akamatsu,Noritaka
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Matrix for the assessment and recommendations of the securities clearance and settlement systems (anglais)
This working paper was prepared in the context of the Western Hemisphere Payments and Securities Clearance and Settlement Initiative. This initiative is conducted by the World Bank in partnership with...
Type de document: Document de travail (série numérotée) Numéro du rapport: 45231 Date du document: 1 février 2000 Mode de publication: Disclosed Auteur: De La Lastra, Inigo,Guadamillas,Mario,Holttinen, Eija
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Training program on securities market development (anglais)
The Governance, Regulation and Finance Division (WBIGF) of the World Bank Institute teamed with the International Organization of Securities Commissions (IOSCO) in conducting a seminar training program...
Type de document: Document de travail du WBI Numéro du rapport: 49452 Date du document: 1 octobre 1999 Mode de publication: Disclosed Auteur: Yener,Demir